DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• F•••••••• G••••
Legal name M••• J••••• F•••••••• G••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Jun 5, 2018 · 24 filings
SEC status approved since Jul 6, 2018
RAUM
$901M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$901M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$129M
derived; firm RAUM over IAPD count
Employees
16
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$901M as of Mar 31, 2026
Mar 26, 2019$337M then
HNW client RAUM$789M as of Mar 31, 2026
Mar 26, 2019$212M then
State-registered IARs (5.B.3)7 as of Mar 31, 2026
Mar 26, 20195 then
Employees (5.A)16 as of Mar 31, 2026
Mar 26, 201911 then
Private funds: no history
RAUM +23% over the last fiscal year+19% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $129MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $426,205derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $65.5M, 83 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$789M88%
- Individuals$112M12%
- Individual clients
- 346reported
- HNW clients
- 371reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,115reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.5M for 83 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• R••••• J•••••Certified Financial Planner | Surprise, Az | Jul 16, 2018 | 31 y | 1 |
| B•••• G•••• M•••Certified Financial Planner | Bellevue, Wa | Jul 16, 2018 | 19 y | 1 |
| E•••••••• A•• S•••• | Bellevue, Wa | Jul 16, 2018 | 27 y | 1 |
| L•••• R••••• B••••Certified Financial Planner | Bellevue, Wa | May 18, 2022 | 10 y | 1 |
| J••• L•••••• W•••••Certified Financial Planner | Bellevue, Wa | Dec 1, 2022 | 13 y | 0 |
| A••••• C••••••••• H••• | Bellevue, Wa | Jul 24, 2023 | 11 y | 0 |
| B•••• B••••••• M•••••••• | Bellevue, Wa | Feb 13, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B••••• R•••• C••••• to J•• A•••••••Apr 20, 2022 · RIA to RIA
Joined, latest
- L•••• R••••• B•••• from B••••••• J•••• L••May 18, 2022 · RIA to RIA
- E•••••••• A•• S•••• from C••••• A•••••• N••••••• L••Jul 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- B•••• G•••• M••• from C••••• A•••••• N••••••• L••Jul 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- B••••• R•••• C••••• from C••••• A•••••• N••••••• L••Jul 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- S•••• R••••• J••••• from C••••• A•••••• N••••••• L••Jul 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from C••••• A•••••• N••••••• L••Jul 19, 2018 · Bellevue, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••• S••••• R••••• · Chief Executive Officercontrolsince 08/2020 · owns 25% to 50%
- J•••• M••••• K•••••••• · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- M•••• B••••• G•••• · Presidentcontrolsince 07/2013 · owns 25% to 50%
- M•••• G••••• R••••• · President Emerituscontrolsince 08/2020 · owns 10% to 25%
- S••••• E••••••••• A•• · Investment Adviser Representativesince 07/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 65.0% to 88.0% between the annual amendments of 2025-03-28 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 1,967 to 2,115Oct 7, 2025 to Mar 31, 2026
- HNW clients · 202 to 371Oct 7, 2025 to Mar 31, 2026
- Individual clients · 469 to 346Oct 7, 2025 to Mar 31, 2026
- Assets in custody · $32.4M to $65.5MOct 7, 2025 to Mar 31, 2026
- Employees · 14 to 16Oct 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $729M to $896MOct 7, 2025 to Mar 31, 2026
- HNW RAUM · $476M to $789MOct 7, 2025 to Mar 31, 2026
- Individual RAUM · $259M to $112MOct 7, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $5.2M to $5.8MOct 7, 2025 to Mar 31, 2026
- RAUM · $735M to $901MOct 7, 2025 to Mar 31, 2026
- Advisory activities · 2 to 3Mar 28, 2025 to Oct 7, 2025
- Accounts · 1,828 to 1,967Mar 18, 2024 to Mar 28, 2025
- Advisory employees · 6 to 7Mar 18, 2024 to Mar 28, 2025
- HNW clients · 198 to 202Mar 18, 2024 to Mar 28, 2025
- Individual clients · 438 to 469Mar 18, 2024 to Mar 28, 2025
- Assets in custody · $20.3M to $32.4MMar 18, 2024 to Mar 28, 2025
- Financial planning clients · More than 500 to More than 500Mar 18, 2024 to Mar 28, 2025
- State-registered IARs · 6 to 7Mar 18, 2024 to Mar 28, 2025
- Other offices · 0 to 1Mar 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $641M to $729MMar 18, 2024 to Mar 28, 2025
- HNW RAUM · $434M to $476MMar 18, 2024 to Mar 28, 2025
- Individual RAUM · $209M to $259MMar 18, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.8M to $5.2MMar 18, 2024 to Mar 28, 2025
- RAUM · $643M to $735MMar 18, 2024 to Mar 28, 2025
- Accounts · 1,751 to 1,828May 5, 2023 to Mar 18, 2024
- HNW clients · 189 to 198May 5, 2023 to Mar 18, 2024
- Individual clients · 428 to 438May 5, 2023 to Mar 18, 2024
- Assets in custody · $13.1M to $20.3MMay 5, 2023 to Mar 18, 2024
- Employees · 13 to 14May 5, 2023 to Mar 18, 2024
- Discretionary RAUM · $529M to $641MMay 5, 2023 to Mar 18, 2024
- HNW RAUM · $359M to $434MMay 5, 2023 to Mar 18, 2024
- Individual RAUM · $172M to $209MMay 5, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $1.7M to $1.8MMay 5, 2023 to Mar 18, 2024
- RAUM · $531M to $643MMay 5, 2023 to Mar 18, 2024
- Accounts · 1,626 to 1,751Feb 6, 2023 to Mar 17, 2023
- Corporate clients · unset to 0.0Feb 6, 2023 to Mar 17, 2023
- HNW clients · 163 to 189Feb 6, 2023 to Mar 17, 2023
- Individual clients · 420 to 428Feb 6, 2023 to Mar 17, 2023
- Assets in custody · $10.5M to $13.1MFeb 6, 2023 to Mar 17, 2023
- State-registered IARs · 5 to 6Feb 6, 2023 to Mar 17, 2023
Signals
3 dated events
- K•••••••• M•••• J••• (Chief Compliance Officer) appeared on Schedule A of M••••••••• F•••••••• G••••May 5, 2023 · Control person joined · fact
- B••••• R•••• C••••• left M••••••••• F•••••••• G•••• for J•• A••••••• (registered 2022-05-03)Apr 20, 2022 · a•••••• firm change · fact
- M••••••••• F•••••••• G••••• I•• filed its initial SEC registration (Form ADV)Jun 5, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 425-289-5000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-500-1855reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 425-289-5005reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/marsjewett-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 425-289-5000reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- marsjewett.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $129Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026