DFX Intelligence

D•••• N•••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

D•••• N•••••••• H•••••

Advisor at O•••••••••

OVERLAND PARK, KS | DIAMOND BAR, CA

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Search this name across graphsid dfx:ria:18b27c66-73ce-6708-0bbe-13ab43f4858b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 16, 2024	n/a	yes	DIAMOND BAR, CA\|OVERLAND PARK, KS	Current employment
W•••••••••	Former SEC adviser	Sep 21, 2017	Oct 26, 2024	no	BREA, CA\|DIAMOND BAR, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	O•••••••••	Oct 26, 2024	Jan 16, 2024	-284	Firm change after gap	Other
G••••• S••••••••• I•••	N•••••••• F•••••••• A•••••••	Sep 25, 2017	Jan 21, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
282202:106766:CA:2024-10-26	Oct 26, 2024	Jan 16, 2024	DIAMOND BAR, CA	Firm change after gap

Relationships

Registered with (6)

→ O•••••••••Registered adviserregistration: current employment
Jan 16, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Sep 21, 2017 to Oct 26, 2024factForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2009 to Sep 25, 2017factForm ADV
→ N•••••••• F•••••••• A•••••••Registered adviser

Dated events

Occurred
Oct 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18b27c66-73ce-6708-0bbe-13ab43f4858b
First observed: Oct 2, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.