DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Davee Nobuyoshi Hazama
Feed of 09/14/2026
Also filed as Davee N. Hazama
At current firm
2 y
since Jan 16, 2024
In the industry
27 y
since May 11, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Onedigital institutional currentsince Jan 16, 2024 · Diamond Bar, Ca
- Wealthsource? formerSep 21, 2017 to Oct 26, 2024 · Brea, Ca
- Newcastle Financial Advisors unclassifiedJan 21, 2017 to Sep 22, 2017 · Brea, Ca
- Girard Securities, Inc. formerMar 19, 2009 to Sep 25, 2017 · Brea, Ca
- Sagepoint Financial, Inc. formerOct 31, 2005 to Mar 18, 2009 · Phoenix, Az
- Sentra Securities Corporation unclassifiedOct 2, 2002 to Oct 31, 2005 · Anaheim, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wealthsource? to Onedigitalleft Oct 26, 2024, registered Jan 16, 2024 (-284 days) · Other · moved with a team
- Girard Securities, Inc. to Newcastle Financial Advisorsleft Sep 25, 2017, registered Jan 21, 2017 (-247 days) · Other
- Newcastle Financial Advisors to Wealthsource?left Sep 22, 2017, registered Sep 21, 2017 (-1 days) · Other
- Sagepoint Financial, Inc. to Girard Securities, Inc.left Mar 18, 2009, registered Mar 19, 2009 (1 days) · Other
- Sentra Securities Corporation to Sagepoint Financial, Inc.left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Signals
- Davee Nobuyoshi Hazama left Wealthsource? for Onedigital (registered 2024-01-16)Oct 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address