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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

THOMAS WILLIAM HICKMAN

Advisor at LPL FINANCIAL LLC

MADISON, MS | MIRAMAR BEACH, FL

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Search this name across graphsid dfx:ria:18e7b3ea-7b59-82e1-16f2-1508a092e12b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Jun 5, 2001
First registration: Apr 9, 2002
Dual registered: yes, broker-dealer
Other names: TOM HICKMAN
IAPD individual key: 4390179

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 20, 2011	n/a	yes	MADISON, MS\|MIRAMAR BEACH, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	May 23, 2011	no	RIDGELAND, MS	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Apr 10, 2008	Jan 2, 2009	no	RIDGELAND, MS\|Meridian, MS	Previous registration
BANCORPSOUTH INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 17, 2007	Mar 25, 2008	no	JACKSON, MS\|FLOWOOD, MS	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Oct 27, 2005	Nov 2, 2006	no	JACKSON, MS	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 9, 2002	Apr 30, 2003	no	JACKSON, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	May 23, 2011	May 20, 2011	-3	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
BANCORPSOUTH INVESTMENT SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Mar 25, 2008	Apr 10, 2008	16	Firm change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	BANCORPSOUTH INVESTMENT SERVICES, INC.	Nov 2, 2006	Jan 17, 2007	76	Firm change	Other
UBS FINANCIAL SERVICES INC.	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	Apr 30, 2003	Oct 27, 2005	911	Firm change after gap	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 20, 2011 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to May 23, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 10, 2008 to Jan 2, 2009factForm ADV
→ BANCORPSOUTH INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 17, 2007 to Mar 25, 2008factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Oct 27, 2005 to Nov 2, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 9, 2002 to Apr 30, 2003factForm ADV

Dated events

No dated event names this entity yet.