RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• W•••••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince May 20, 2011 · Madison, Ms
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to May 23, 2011 · Ridgeland, Ms
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 10, 2008 to Jan 2, 2009 · Ridgeland, Ms
- B••••••••• I••••••••• S•••••••• I••• formerJan 17, 2007 to Mar 25, 2008 · Jackson, Ms
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedOct 27, 2005 to Nov 2, 2006 · Jackson, Ms
- U•• F•••••••• S••••••• I••• wirehouseApr 9, 2002 to Apr 30, 2003 · Jackson, Ms
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left May 23, 2011, registered May 20, 2011 (-3 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- B••••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 25, 2008, registered Apr 10, 2008 (16 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to B••••••••• I••••••••• S•••••••• I•••left Nov 2, 2006, registered Jan 17, 2007 (76 days) · Other
- U•• F•••••••• S••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Apr 30, 2003, registered Oct 27, 2005 (911 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address