DFX Intelligence
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Reading the graph
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Advisor at I• F•••••••• A••••••• S••••••• L••
No Lehi, UT | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I• F•••••••• A••••••• S••••••• L•• | Independent wealth | Feb 4, 2020 | n/a | yes | No Lehi, UT|CHARLOTTE, NC | Current employment |
| G••••• S••••••••• I••• | Former SEC adviser | Oct 13, 2010 | Jul 27, 2016 | no | SALT LAKE CITY, UT|SAN DIEGO, CA|CORPUS CHRISTI, TX|LEHI, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• S••••••••• I••• | I• F•••••••• A••••••• S••••••• L•• | Jul 27, 2016 | Feb 4, 2020 | 1,287 | Firm change after gap | Other |
| O•••• F•• I••• | G••••• S••••••••• I••• | Jul 15, 2010 | Oct 13, 2010 |
| O•••• F•• I••• | Former SEC adviser | Jul 9, 2009 | Jul 15, 2010 | no | SALT LAKE CITY, UT | Previous registration |
| C•• F•••••••• G••••• I••• | Former SEC adviser | Dec 19, 2006 | Aug 11, 2009 | no | PHOENIX, AZ|SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| 90 |
| Firm change |
| Other |
| C•• F•••••••• G••••• I••• | O•••• F•• I••• | Aug 11, 2009 | Jul 9, 2009 | -33 | Firm change after gap | Other |