RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• J• J•••••
- I• F•••••••• A••••••• S••••••• L•• independent RIA currentsince Feb 4, 2020 · No Lehi, Ut
- G••••• S••••••••• I••• formerOct 13, 2010 to Jul 27, 2016 · Salt Lake City, Ut
- O•••• F•• I••• formerJul 9, 2009 to Jul 15, 2010 · Salt Lake City, Ut
- C•• F•••••••• G••••• I••• formerDec 19, 2006 to Aug 11, 2009 · Phoenix, Az
- G••••• S••••••••• I••• to I• F•••••••• A••••••• S••••••• L••left Jul 27, 2016, registered Feb 4, 2020 (1287 days) · Other
- O•••• F•• I••• to G••••• S••••••••• I•••left Jul 15, 2010, registered Oct 13, 2010 (90 days) · Other
- C•• F•••••••• G••••• I••• to O•••• F•• I•••left Aug 11, 2009, registered Jul 9, 2009 (-33 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address