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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DENNIS OPIE

Advisor at WELLS FARGO ADVISORS

WEST BEND, WI | WAUKESHA , WI | ELKHORN, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:191a1df7-4dfb-fba0-24df-a3df8b4b92c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 15, 2005
First registration: Dec 16, 2005
Dual registered: yes, broker-dealer
Other names: DENNIS JON OPIE|DENNIS OPIE
IAPD individual key: 5027348

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 31, 2025	n/a	yes	WEST BEND, WI\|ELKHORN, WI\|WAUKESHA , WI	Current employment
WELLS FARGO ADVISORS	Wirehouse	Feb 20, 2007	Jul 31, 2025	no	HOUSTON, TX\|ADDISON, TX\|HOUSTON, TX\|ADDISON, TX\|HOUSTON, TX\|THE WOODLANDS, TX\|HOUSTON, TX\|MILWAUKEE, WI\|MILWAUKEE, WI\|MADISON, WI\|NEW BERLIN, WI\|RACINE, WI\|MILWAUKEE, WI\|RACINE, WI\|WAUKESHA, WI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 16, 2005	Sep 20, 2006	no	THE WOODLANDS, TX\|THE WOODLANDS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Jul 31, 2025	Jul 31, 2025	0	Channel change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	Sep 20, 2006	Feb 20, 2007	153	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:WI:2025-07-31	Jul 31, 2025	Jul 31, 2025	WAUKESHA, WI	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 31, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 20, 2007 to Jul 31, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 16, 2005 to Sep 20, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:191a1df7-4dfb-fba0-24df-a3df8b4b92c1
First observed: Dec 16, 2005
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DENNIS OPIE

Advisor at WELLS FARGO ADVISORS

WEST BEND, WI | WAUKESHA , WI | ELKHORN, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:191a1df7-4dfb-fba0-24df-a3df8b4b92c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Jul 31, 2025

n/a

yes

WEST BEND, WI|ELKHORN, WI|WAUKESHA , WI

Current employment

WELLS FARGO ADVISORS

Wirehouse

Feb 20, 2007

Jul 31, 2025

Previous registration

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Dec 16, 2005

Sep 20, 2006

THE WOODLANDS, TX|THE WOODLANDS, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Jul 31, 2025

Channel change

Wirehouse to wirehouse

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO ADVISORS

Sep 20, 2006

Feb 20, 2007

153

Firm change

Ibd to wirehouse

Team

Left

Joined

From

Kind

19616:11025:WI:2025-07-31

Jul 31, 2025

WAUKESHA, WI

Firm change