DFX Intelligence

C••• A••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst31 years in industry

C••• A••••• F••••••••

Advisor at F••••••

••• Locked

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Search this name across graphsid dfx:ria:191a7c23-3104-94fc-f488-039829cbe1bd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	May 13, 2026	n/a	yes	SAN FRANCISCO, CA\|Melville, NY	Current employment
E••••••••	Former SEC adviser	Apr 15, 2021	n/a	yes	MELVILLE, NY\|UPPER BROOKVILLE, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• C••••••••• L••	E••••••••	Dec 31, 2024	Apr 15, 2021	-1,356	Channel change	Other

Relationships

Registered with (3)

→ F••••••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ E••••••••Registered adviserregistration: current employment
Apr 15, 2021 to presentfactForm ADV
→ F••• C••••••••• L••Registered adviserregistration: previous registration
Apr 15, 2021 to Dec 31, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:191a7c23-3104-94fc-f488-039829cbe1bd
First observed: Apr 15, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.