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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FCCI CONSULTING, LLC

CRD 111457

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3ed7e60-50e5-13c4-2afa-11b78efcc477

Data as of Sep 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Mar 23, 2012 to Sep 13, 2024
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $171MItem 5.F on the latest filing (2024-09-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $171M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $173Mgross asset value as reported per fund; never fund size
SEC number: 801-57352
CRD: 111457
Filings on the tape: 38
First filed: Mar 23, 2012
Latest filed: Sep 13, 2024
Organised: Limited Liability Company, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EXCELSIOR INVESTMENT FUND, LP	Hedge Fund	$65.5M	Sep 13, 2024	52	Mar 23, 2012	reported	021-87124
EXCELSIOR QUALIFIED, L.P.	Hedge Fund	$56.7M	Sep 13, 2024	83	Mar 23, 2012	reported	021-61780
EXCELSIOR OPPORTUNITY FUND L.P.	Other Private Fund	$50.5M	Sep 13, 2024	89	Mar 21, 2013	reported	021-173505
EXCELSIOR DISCOVERY, L.P.	Hedge Fund	$50.0M	Mar 21, 2013	85	Mar 23, 2012	dropped	021-62066

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDRICH PERRINO LLC	HOLDING COMPANY	E	yes	03/2019	Mar 29, 2019	Sep 13, 2024
FRIEDRICH, CARL, AUGUST	Shareholder	D	yes	03/2019	Mar 29, 2019	Sep 13, 2024
FRIEDRICH, CARL, AUGUST	PARTNER & CIO	Na	yes	02/2014	Mar 29, 2019	Sep 13, 2024
PERRINO, STEPHEN, T	Shareholder	D	yes	03/2019	Mar 29, 2019	Sep 13, 2024
PERRINO, STEPHEN, T	PARTNER / COO & CCO	Na	yes	02/2009	Mar 29, 2019	Sep 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EXCELSIOR INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$18.2M	N	yes	n/a
EXCELSIOR GP LLC	n/a	n/a	n/a	N	yes	n/a
EXCELSIOR MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
EXCELSIOR OPPORTUNITY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 14, 2024	$171M	$171M	4	2	1	3	$173M
2022	Mar 16, 2023	$175M	$175M	4	2	0	3	$178M
2021	Feb 18, 2022	$188M	$188M	4	2	0	3	$189M
2020	Feb 26, 2021	$176M	$176M	4	2	0	3	$176M
2019	Mar 16, 2020	$184M	$184M	5	2	0	3	$184M
2018	Mar 29, 2019	$180M	$180M	4	2	1	3	$180M
2017	Mar 26, 2018	$1.4B	$1.3B	30	15	1	3	$191M
2016	Mar 30, 2017	$1.4B	$1.3B	24	12	n/a	3	$203M
2015	Mar 29, 2016	$1.2B	$1.2B	24	10	n/a	3	$196M
2014	Mar 31, 2015	$1.2B	$1.2B	22	10	n/a	3	$197M
2013	Mar 19, 2014	$1.1B	$1.1B	21	10	n/a	3	$201M
2012	Mar 21, 2013	$967M	$967M	21	11	n/a	4	$164M
2011	Mar 23, 2012	$871M	$871M	n/a	n/a	n/a	3	$145M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$171M	$175M	-2.3%	$176M	-0.9%	4	4	1	0

Relationships

Affiliated with (2)

← EXCELSIORRegistered adviserother investment adviser, bank, common control
factForm ADV
→ EXCELSIORRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (4)

→ EXCELSIOR INVESTMENT FUND, LPPrivate fundHedge Fund, IA
Mar 23, 2012 to presentfactForm ADV
→ EXCELSIOR OPPORTUNITY FUND L.P.Private fundOther Private Fund, IA
Mar 21, 2013 to presentfactForm ADV
→ EXCELSIOR QUALIFIED, L.P.Private fundHedge Fund, IA
Mar 23, 2012 to presentfactForm ADV
→ EXCELSIOR DISCOVERY, L.P.Private fundHedge Fund, IA, no longer reported
Mar 23, 2012 to Mar 21, 2013factForm ADV

Controls (3)

← FRIEDRICH, CARL, AUGUSTOwnerSHAREHOLDER, ownership code D, individual
Mar 29, 2019 to presentfactForm ADV
← PERRINO, STEPHEN, TOwnerSHAREHOLDER, ownership code D, individual
Mar 29, 2019 to presentfactForm ADV
← FRIEDRICH PERRINO LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Mar 29, 2019 to presentfactForm ADV

Registered with (2)

← CARL AUGUST FRIEDRICHAdvisorregistration: previous registration
Apr 15, 2021 to Dec 31, 2024factForm ADV
← EDWARD HARRIS REAVENAdvisorregistration: previous registration
Nov 28, 2014 to Sep 28, 2016factForm ADV

Dated events

Occurred
Mar 29, 2019
Regulatory AUM changed
Fcci Consulting, Llc reported RAUM $180.2M, down 87% from $1.4B (2019-03-28 to 2019-03-29)
Form ADVobserved 4 days ago
$-1.2B
Occurred
Mar 29, 2019
Control person left
Howard David Schwartz (Chairman & Cco) no longer on Schedule A of Fcci Consulting, Llc (listed 2019-03-28, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
P. Fred Sloan (Ceo & President) no longer on Schedule A of Fcci Consulting, Llc (listed 2019-03-28, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
August Carl Friedrich (Partner & Cio) appeared on Schedule A of Fcci Consulting, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
T Stephen Perrino (Partner / Coo & Cco) appeared on Schedule A of Fcci Consulting, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3ed7e60-50e5-13c4-2afa-11b78efcc477
First observed: Mar 23, 2012
Last observed: Sep 13, 2024 24 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FCCI CONSULTING, LLC

CRD 111457

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3ed7e60-50e5-13c4-2afa-11b78efcc477

Data as of Sep 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EXCELSIOR INVESTMENT FUND, LP

Hedge Fund

$65.5M

Sep 13, 2024

Mar 23, 2012

reported

021-87124

EXCELSIOR QUALIFIED, L.P.

Hedge Fund

$56.7M

Sep 13, 2024

Mar 23, 2012

reported

021-61780

EXCELSIOR OPPORTUNITY FUND L.P.

Other Private Fund

$50.5M

Sep 13, 2024

Mar 21, 2013

reported

021-173505

EXCELSIOR DISCOVERY, L.P.

Hedge Fund

$50.0M

Mar 21, 2013

Mar 23, 2012

dropped

021-62066

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDRICH PERRINO LLC

HOLDING COMPANY

yes

03/2019

Mar 29, 2019

Sep 13, 2024

FRIEDRICH, CARL, AUGUST

Shareholder

yes

03/2019

Mar 29, 2019

Sep 13, 2024

FRIEDRICH, CARL, AUGUST

PARTNER & CIO

yes

02/2014

Mar 29, 2019

Sep 13, 2024

PERRINO, STEPHEN, T

Shareholder

yes

03/2019

Mar 29, 2019

Sep 13, 2024

PERRINO, STEPHEN, T

PARTNER / COO & CCO

yes

02/2009

Mar 29, 2019

Sep 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EXCELSIOR INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$18.2M

yes

n/a

EXCELSIOR GP LLC

n/a

yes

n/a

EXCELSIOR MANAGEMENT, LLC

n/a

yes

n/a

EXCELSIOR OPPORTUNITY MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 14, 2024

$171M

$173M

2022

Mar 16, 2023

$175M

$178M

2021

Feb 18, 2022

$188M

$189M

2020

Feb 26, 2021

$176M

2019

Mar 16, 2020

$184M

2018

Mar 29, 2019

$180M

2017

Mar 26, 2018

$1.4B

$1.3B

$191M

2016

Mar 30, 2017

$1.4B

$1.3B

n/a

$203M

2015

Mar 29, 2016

$1.2B

n/a

$196M

2014

Mar 31, 2015

$1.2B

n/a

$197M

2013

Mar 19, 2014

$1.1B

n/a

$201M

2012

Mar 21, 2013

$967M

n/a

$164M

2011

Mar 23, 2012

$871M

n/a

$145M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$171M

$175M

-2.3%

$176M

-0.9%