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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

EXCELSIOR

EXCELSIOR INVESTMENT ADVISORS, LLC, CRD 311850

MELVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6245cb1c-ee6d-0a54-4e31-1165c9de2f8d

Data as of Mar 4, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Dec 3, 2020 to Mar 4, 2025
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $18.2MItem 5.F on the latest filing (2025-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $18.2M
Private client RAUM: $18.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $18.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 62
High net worth clients: 8
SEC number: 801-120085
CRD: 311850
Filings on the tape: 25
First filed: Dec 3, 2020
Latest filed: Mar 4, 2025
Organised: Limited Liability Company, NY

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EXCELSIOR ENDURANCE FUND LP	Hedge Fund	$2.3M	Sep 13, 2024	8	May 5, 2021	reported	021-397915

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDRICH PERRINO LLC	HOLDING COMPANY	E	yes	11/2020	Dec 3, 2020	Dec 20, 2024
FRIEDRICH, CARL, AUGUST	Shareholder	D	yes	11/2020	Dec 3, 2020	Dec 20, 2024
FRIEDRICH, CARL, AUGUST	Cio	Na	yes	11/2020	Dec 3, 2020	Dec 20, 2024
PERRINO, STEPHEN, T	Shareholder	D	yes	11/2020	Dec 3, 2020	Dec 20, 2024
PERRINO, STEPHEN, T	COO & CCO	Na	yes	11/2020	Dec 3, 2020	Dec 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FCCI CONSULTING, LLC	n/a	Former SEC adviser	$171M	N	yes	n/a
EXCELSIOR MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
EXCELSIOR OPPORTUNITY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 4, 2025	$18.2M	$18.2M	1	1	1	n/a	n/a
2023	Feb 16, 2024	$15.2M	$14.9M	4	2	1	1	$2.3M
2022	Mar 17, 2023	$12.2M	$12.1M	4	2	0	1	$3.0M
2021	Feb 23, 2022	$11.0M	$10.7M	4	2	0	1	$3.6M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$18.2M	$15.2M	20.0%	$11.0M	18.2%	1	4	1	1

Relationships

Affiliated with (2)

→ FCCI CONSULTING, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FCCI CONSULTING, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ EXCELSIOR ENDURANCE FUND LPPrivate fundHedge Fund, IA
May 5, 2021 to presentfactForm ADV

Registered with (1)

← CARL AUGUST FRIEDRICHAdvisorregistration: current employment
Apr 15, 2021 to presentfactForm ADV

Controls (3)

← FRIEDRICH, CARL, AUGUSTOwnerSHAREHOLDER, ownership code D, individual
Dec 3, 2020 to Dec 20, 2024factForm ADV
← PERRINO, STEPHEN, TOwnerSHAREHOLDER, ownership code D, individual
Dec 3, 2020 to Dec 20, 2024factForm ADV
← FRIEDRICH PERRINO LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Dec 3, 2020 to Dec 20, 2024factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Excelsior no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $18.2M)
Form ADVobserved 4 days ago
$18.2M
Occurred
Dec 3, 2020
First Form ADV filing
Excelsior Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6245cb1c-ee6d-0a54-4e31-1165c9de2f8d
First observed: Dec 3, 2020
Last observed: Mar 4, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EXCELSIOR

EXCELSIOR INVESTMENT ADVISORS, LLC, CRD 311850

MELVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6245cb1c-ee6d-0a54-4e31-1165c9de2f8d

Data as of Mar 4, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EXCELSIOR ENDURANCE FUND LP

Hedge Fund

$2.3M

Sep 13, 2024

May 5, 2021

reported

021-397915

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDRICH PERRINO LLC

HOLDING COMPANY

yes

11/2020

Dec 3, 2020

Dec 20, 2024

FRIEDRICH, CARL, AUGUST

Shareholder

yes

11/2020

Dec 3, 2020

Dec 20, 2024

FRIEDRICH, CARL, AUGUST

Cio

yes

11/2020

Dec 3, 2020

Dec 20, 2024

PERRINO, STEPHEN, T

Shareholder

yes

11/2020

Dec 3, 2020

Dec 20, 2024

PERRINO, STEPHEN, T

COO & CCO

yes

11/2020

Dec 3, 2020

Dec 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FCCI CONSULTING, LLC

n/a

Former SEC adviser

$171M

yes

n/a

EXCELSIOR MANAGEMENT, LLC

n/a

yes

n/a

EXCELSIOR OPPORTUNITY MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 4, 2025

$18.2M

n/a

2023

Feb 16, 2024

$15.2M

$14.9M

$2.3M

2022

Mar 17, 2023

$12.2M

$12.1M

$3.0M

2021

Feb 23, 2022

$11.0M

$10.7M

$3.6M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$18.2M

$15.2M

20.0%

$11.0M

18.2%