DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• C•••••• M••••••••• L••
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | Independent wealth | Nov 12, 2025 | n/a | yes | Los Angeles, CA | Current employment |
| I•••••••• A•••••••• L•• | Former SEC adviser | Jun 10, 2022 | Aug 15, 2023 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••• A••••••• | I•••••••• A•••••••• L•• | Sep 4, 2026 | Jun 10, 2022 | -1,547 | Firm change after gap | Other |
| I•••••••• A•••••••• L•• | M•• C•••••• M••••••••• L•• | Aug 15, 2023 | Nov 12, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 300856:321698:CA:2026-09-04 | Sep 4, 2026 | Jun 10, 2022 | LOS ANGELES, CA | Firm change after gap |
| 321698:109807:CA:2023-08-15 | Aug 15, 2023 | Nov 12, 2025 | LOS ANGELES, CA | Firm change after gap |
| 108559:300856:CA:2019-06-04 | Jun 4, 2019 | Jun 4, 2019 | LOS ANGELES, CA | Firm change |
| E•••• A••••••• | Independent wealth | Jun 4, 2019 | Sep 4, 2026 | no | LOS ANGELES, CA|Los Angeles, CA | Previous registration |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Jan 7, 2013 | Jun 4, 2019 | no | SAN FRANCISCO, CA|LOS ANGELES, CA | Previous registration |
| L••••••• C••••••• L•• | Former SEC adviser | May 9, 2008 | Feb 1, 2013 | no | LOS ANGELES, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 28, 1997 | May 14, 2008 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| 820 |
| Firm change after gap |
| RIA to RIA |
| J••• M••••• P•••••• W••••• A••••••• L•• | E•••• A••••••• | Jun 4, 2019 | Jun 4, 2019 | 0 | Firm change | Ibd to new firm |
| L••••••• C••••••• L•• | J••• M••••• P•••••• W••••• A••••••• L•• | Feb 1, 2013 | Jan 7, 2013 | -25 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L••••••• C••••••• L•• | May 14, 2008 | May 9, 2008 | -5 | Firm change | Other |