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I•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

I•••••••• A•••••••• L••

CRD 321698

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1de5a0e4-a289-ba31-6cd3-fbc4f7db0e68

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 15
On other graphs: 0
Observed: May 12, 2022 to Mar 30, 2023
4 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

3 advisors left E•••• A••••••• (Los Angeles, CA) for I•••••••• A•••••••• L•• on the same day

Dated 2026-09-04 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

I•••••••• A•••••••• L•• · destination firm

Advisor Recruiting IntelligenceSep 4, 2026 · seen 6 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $849,804Item 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $849,804
Private client RAUM: $849,804derivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••• J•••• F••••••	CFO, COO	Na	yes	04/2022	May 12, 2022	Mar 30, 2023
E•••• H•••••••• L••	MANAGING MEMBER	E	yes	04/2022	May 12, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••• W•••••• L••	n/a	Independent wealth	$17B	N	yes	n/a
A••••••• R••••••• I••••••••• S••••••••• L••	n/a	Former SEC adviser	$13B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$849,804	$849,804	4	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$849,804	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•• C•••••• M••••••••• L••	3	Aug 15, 2023	Nov 12, 2025	LOS ANGELES, CA	Firm absorbed	RIA to RIA	50.0%
E•••• A•••••••	2	Aug 15, 2023

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••• A•••••••	3	Sep 4, 2026	Jun 16, 2023	LOS ANGELES, CA	Team lift out	RIA to RIA	7.3%

Relationships

Affiliated with (2)

→ A••••••• R••••••• I••••••••• S••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ E•••• A•••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (6)

← K••••• D•••••• A••••OwnerCCO, ownership code NA, individual
May 12, 2022 to presentfactForm ADV
← H••• D••••• C•••Owner

Dated events

Occurred
Sep 4, 2026
Team lift-out
3 advisors left E•••• A••••••• (Los Angeles, CA) for I•••••••• A•••••••• L•• on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Aug 15, 2023
Team lift-out
2 advisors left I•••••••• A•••••••• L•• (Los Angeles, CA) for E•••• A••••••• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Aug 15, 2023
Firm absorbed
I•••••••• A•••••••• L••'s advisors moved to M•• C•••••• M••••••••• L•• (Los Angeles, CA): 3 of 6 registered, on the same day
Form ADVobserved 6 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1de5a0e4-a289-ba31-6cd3-fbc4f7db0e68
First observed: May 12, 2022
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.