DFX Intelligence

J••••••• E• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)15 years in industry

J••••••• E• L•••••

Advisor at V••••• I••••••••• A•••••••• L••

GLASTONBURY, CT | HARTFORD, CT

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Search this name across graphsid dfx:ria:194a12e4-7531-a604-7631-0d85abca4590

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• I••••••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• I••••••••• A•••••••• L••	Asset manager	Aug 10, 2022	n/a	yes	GLASTONBURY, CT\|HARTFORD, CT	Current employment
W•••• C•••••• M••••••••• L••	Former SEC adviser	Apr 6, 2017	Dec 23, 2019	no	CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• C•••••• M••••••••• L••	V••••• I••••••••• A•••••••• L••	Dec 23, 2019	Aug 10, 2022	961	Firm change after gap	Other
U•• F•••••••• S••••••• I•••	W•••• C•••••• M••••••••• L••	Jun 28, 2016	Apr 6, 2017

Relationships

Registered with (3)

→ V••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 10, 2022 to presentfactForm ADV
→ W•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 6, 2017 to Dec 23, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 11, 2011 to Jun 28, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:194a12e4-7531-a604-7631-0d85abca4590
First observed: Jul 11, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.