RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• E• L•••••
- V••••• I••••••••• A•••••••• L•• asset manager currentsince Aug 10, 2022 · Glastonbury, Ct
- W•••• C•••••• M••••••••• L•• formerApr 6, 2017 to Dec 23, 2019 · Cleveland, Oh
- U•• F•••••••• S••••••• I••• wirehouseJul 11, 2011 to Jun 28, 2016 · Weehawken, Nj
- W•••• C•••••• M••••••••• L•• to V••••• I••••••••• A•••••••• L••left Dec 23, 2019, registered Aug 10, 2022 (961 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• C•••••• M••••••••• L••left Jun 28, 2016, registered Apr 6, 2017 (282 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address