DFX Intelligence

N••••••• T••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)28 years in industry

N••••••• T••••• S•••••••

Advisor at A••••••• W••••• A•••••••

ATLANTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Jul 27, 2023	n/a	yes	ATLANTA, GA	Current employment
E•••••• E••••• L••	Bd affiliated wealth	Apr 8, 2022	Jul 21, 2023	no	Irvine, CA\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• E••••• L••	A••••••• W••••• A•••••••	Jul 21, 2023	Jul 27, 2023	6	Firm change	Ibd to ibd
S••••••••• L••	E•••••• E••••• L••	Apr 25, 2019	Apr 8, 2022

Relationships

Registered with (5)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 27, 2023 to presentfactForm ADV
→ E•••••• E••••• L••Registered adviserregistration: previous registration
Apr 8, 2022 to Jul 21, 2023factForm ADV
→ S••••••••• L••Registered adviserregistration: previous registration
Aug 23, 2017 to Apr 25, 2019factForm ADV
→ C•••••• B••• A•• T•••• C••••••

Dated events

Order

Occurred
21 Jul 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 18, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.