DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Sep 11, 2026 | n/a | yes | CHICAGO, IL | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Sep 11, 2026 | n/a | yes | CHICAGO, IL | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | W•••• F•••• A••••••• | Sep 15, 2026 | Sep 11, 2026 | -4 | Firm change | Ibd to wirehouse |
| W•••• F•••• A••••••• | A••••••••• F•••••••• S•••••••• L•• | Dec 15, 2015 | May 24, 2016 |
| National bd RIA |
| May 24, 2016 |
| n/a |
| yes |
| CHICAGO, IL|Chicago, IL |
| Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 24, 2016 | Sep 15, 2026 | no | Geneva, IL|CHICAGO, IL|Chicago, IL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Aug 9, 2010 | Dec 15, 2015 | no | CHICAGO, IL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Aug 9, 2010 | Dec 15, 2015 | no | CHICAGO, IL | Previous registration |
| B•• H••••• F•••••••• A•••••••• I•• | Former SEC adviser | Dec 14, 2005 | Aug 27, 2007 | no | GLENCOE, IL|WINNETKA, IL | Previous registration |
| B•• H••••• F•••••••• A•••••••• I•• | Former SEC adviser | Dec 14, 2005 | Aug 27, 2007 | no | GLENCOE, IL|WINNETKA, IL | Previous registration |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Aug 17, 2004 | Dec 31, 2005 | no | GLENCOE, IL | Previous registration |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Aug 17, 2004 | Dec 31, 2005 | no | GLENCOE, IL | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Sep 4, 2002 | Aug 24, 2004 | no | CHICAGO, IL | Previous registration |
| 161 |
| Firm change |
| Wirehouse to ibd |
| B•• H••••• F•••••••• A•••••••• I•• | W•••• F•••• A••••••• | Aug 27, 2007 | Aug 9, 2010 | 1,078 | Firm change after gap | Other |
| E•••••• C•••••• M••••••••• L•• | B•• H••••• F•••••••• A•••••••• I•• | Dec 31, 2005 | Dec 14, 2005 | -17 | Bulk transfer | Other |
| A• G• E•••••• • S•••• I••• | E•••••• C•••••• M••••••••• L•• | Aug 24, 2004 | Aug 17, 2004 | -7 | Firm change | Other |