DFX Intelligence

L••••• L••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

L••••• L••••••• W••••••

Advisor at O•••••••

BEACHWOOD, OH | Coral Springs, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 9, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Jul 5, 2018	n/a	yes	Coral Springs, FL\|BEACHWOOD, OH	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Aug 28, 2017	Dec 31, 2019	no	Coral Springs, FL\|ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	O•••••••	Dec 31, 2019	Jul 5, 2018	-544	Firm change after gap	Ibd to RIA
H••••• R••••	I••••••••• A••••• I••••••••• M••••••••• L••	Jul 10, 2018	Aug 28, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:170037:FL:2017-01-18	Jan 18, 2017	May 23, 2017	CORAL SPRINGS, FL	Firm change

Relationships

Registered with (6)

→ O•••••••Registered adviserregistration: current employment
Jul 5, 2018 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 28, 2017 to Dec 31, 2019factForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
May 23, 2017 to Jul 10, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 11, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.