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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MICHAEL PAUL LEVINGSTON

Advisor at LPL FINANCIAL LLC

WIMBERLEY, TX

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Search this name across graphsid dfx:ria:199e8c01-1758-42e4-3f5c-ff68fec04a8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 23, 2003
First registration: May 26, 2003
Dual registered: yes, broker-dealer
Other names: MIKE PAUL LEVINGSTON
IAPD individual key: 4641963

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 6, 2024	n/a	yes	WIMBERLEY, TX	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 20, 2012	Dec 11, 2024	no	Wimberley, TX	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Aug 25, 2008	Sep 21, 2012	no	Memphis, TN\|HARTVILLE, OH\|DALLAS, TX\|PLANO, TX\|RICHARDSON, TX	Previous registration
RIVERSTONE WEALTH MANAGEMENT	Former SEC adviser	Aug 17, 2007	Sep 18, 2008	no	DALLAS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 1, 2003	Aug 21, 2007	no	IRVING, TX\|IRVING, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 26, 2003	Jun 30, 2003	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Dec 11, 2024	Dec 6, 2024	-5	Firm change	Ibd to ibd
B RILEY WEALTH MANAGEMENT	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 21, 2012	Sep 20, 2012	-1	Firm change	Other
RIVERSTONE WEALTH MANAGEMENT	B RILEY WEALTH MANAGEMENT	Sep 18, 2008	Aug 25, 2008	-24	Firm change	Other
LPL FINANCIAL LLC	RIVERSTONE WEALTH MANAGEMENT	Aug 21, 2007	Aug 17, 2007	-4	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jun 30, 2003	Aug 1, 2003	32	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:6413:TX:2024-12-11	Dec 11, 2024	Dec 6, 2024	WIMBERLEY, TX	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 1, 2003 to Aug 21, 2007factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 20, 2012 to Dec 11, 2024factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 25, 2008 to Sep 21, 2012factForm ADV
→ RIVERSTONE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 17, 2007 to Sep 18, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 26, 2003 to Jun 30, 2003factForm ADV

Dated events

Occurred
Dec 11, 2024
Advisor changed firm
Michael Paul Levingston left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2024-12-06)
Form ADVobserved 6 days ago