RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••• L•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 6, 2024 · Wimberley, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 20, 2012 to Dec 11, 2024 · Wimberley, Tx
- B• R•••• W••••• M••••••••• formerAug 25, 2008 to Sep 21, 2012 · Memphis, Tn
- R••••••••• W••••• M••••••••• formerAug 17, 2007 to Sep 18, 2008 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedAug 1, 2003 to Aug 21, 2007 · Irving, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMay 26, 2003 to Jun 30, 2003 · Denver, Co
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 11, 2024, registered Dec 6, 2024 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- B• R•••• W••••• M••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 21, 2012, registered Sep 20, 2012 (-1 days) · Other
- R••••••••• W••••• M••••••••• to B• R•••• W••••• M•••••••••left Sep 18, 2008, registered Aug 25, 2008 (-24 days) · Other
- L•• F•••••••• L•• to R••••••••• W••••• M•••••••••left Aug 21, 2007, registered Aug 17, 2007 (-4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 30, 2003, registered Aug 1, 2003 (32 days) · Other
- M•••••• P••• L••••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-12-06)Dec 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address