DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Rogge Global Partners

Former SEC-registered adviserLondon, CRD 105819SEC 801-25482IAPD
Legal name Rogge Global Partners Limited
Latest filing Mar 31, 2017
First filing on the tape Mar 30, 2012 · 15 filings
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
86
38 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$23B as of Mar 31, 2017
Mar 30, 2012$45B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Apr 1, 20130 then
Employees (5.A)86 as of Mar 31, 2017
Apr 1, 2013115 then
Private funds6 as of Mar 24, 2016
Mar 13, 20143 then
RAUM -20% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$322MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
73reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Rogge Selective Global High Yield Bond FundOther Private Fund$385M33Mar 31, 2015
      Rogge International Fixed Income FundOther Private Fund$93.5M1Dec 13, 2013
      Rogge Short Duration Global Real Estate Bond FundOther Private Fund$78.6M14Mar 31, 2015
      Rogge Emerging Markets Currency FundOther Private Fund$55.5M2Dec 13, 2013
      Rogge Global High Yield FundOther Private Fund$45.4M4Mar 31, 2015
      Rogge Global Aggregate Unhedged Bond FundOther Private Fund$36.0M7Mar 31, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Joseph David Jacob · Chief Executive Officer, Directorcontrol
        since 01/2014 · owns less than 5%
      • Olaf Rogge · Non-Executive Chairmancontrol
        since 08/1985 · owns less than 5%
      • Malie Conway · Head Of Global Credit, Director, Cio
        since 11/2010 · owns less than 5%
      • Robert David Gillard · Head Of Portfolio Strategy And Director
        since 05/2012 · owns less than 5%
      • Hubertus Michael Peters · Non-Executive Director
        since 06/2016 · owns less than 5%
      • Christoph Tobias Pross · Non-Executive Director
        since 06/2016 · owns less than 5%
      • Michael David Witzer · Chief Compliance Officer, Cheif Operating Officer, Chief Financial Officer, Director
        since 11/2010 · owns less than 5%
      Entity owners
      • Allianz Global Investors Gmbh · Majority Shareholder
        direct · owns 75% or more
      • Allianz Asset Management Ag · 100 Shareholder
        indirect · owns 75% or more of Allianz Global Investors Gmbh
      • Allianz Se · 100 Shareholder
        indirect · owns 75% or more of Allianz Asset Management Ag
      Related persons
      Schedule D 7.A
      • Allianz Global Investors Asia Pacific Limited
        investment adviserbankpooled vehicle sponsorn
      • Allianz Global Investors Distributors LLC
        broker-dealern
      • Allianz Global Investors Gmbh
        investment adviserpooled vehicle sponsorLP sponsory
      • Allianz Global Investors Singapore Ltd.
        investment adviserpooled vehicle sponsorn
      • Allianz Global Investors U.S. LLC
        investment adviserbankpooled vehicle sponsornRAUM $5.0B
      • Rogge Alternative Investment Company Ltd
        investment advisery
      • Rogge Global Partners Asia Pte Ltd
        investment advisery
      • Rogge Global Partners
        investment adviseryRAUM $144M
      • Tokio Marine Rogge Asset Management Limited
        investment advisern
      Advisers that list Rogge Global Partners as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 82 to 73
        Jun 22, 2016 to Mar 31, 2017
      • Advisory employees · 52 to 38
        Jun 22, 2016 to Mar 31, 2017
      • Assets in custody · 20555352.0 to unset
        Jun 22, 2016 to Mar 31, 2017
      • Custody of client assets · true to false
        Jun 22, 2016 to Mar 31, 2017
      • Employees · 100 to 86
        Jun 22, 2016 to Mar 31, 2017
      • Private funds · 1 to unset
        Jun 22, 2016 to Mar 31, 2017
      • Discretionary RAUM · $28B to $23B
        Jun 22, 2016 to Mar 31, 2017
      • RAUM · $28B to $23B
        Jun 22, 2016 to Mar 31, 2017
      • Advisory employees · 53 to 52
        May 10, 2016 to Jun 22, 2016
      • Assets in custody · $572M to $20.6M
        May 10, 2016 to Jun 22, 2016
      • Employees · 128 to 100
        May 10, 2016 to Jun 22, 2016
      • Legal name · ROGGE GLOBAL PARTNERS PLC to ROGGE GLOBAL PARTNERS LIMITED
        May 10, 2016 to Jun 22, 2016
      • Private funds · 6 to 1
        May 10, 2016 to Jun 22, 2016
      • Discretionary RAUM · $29B to $28B
        May 10, 2016 to Jun 22, 2016
      • RAUM · $29B to $28B
        May 10, 2016 to Jun 22, 2016
      • Accounts · 112 to 82
        Mar 31, 2015 to Mar 24, 2016
      • Advisory employees · 52 to 53
        Mar 31, 2015 to Mar 24, 2016
      • Assets in custody · $510M to $572M
        Mar 31, 2015 to Mar 24, 2016
      • Employees · 135 to 128
        Mar 31, 2015 to Mar 24, 2016
      • HQ city · LONDON ENGLAND to LONDON
        Mar 31, 2015 to Mar 24, 2016
      • Discretionary RAUM · $36B to $29B
        Mar 31, 2015 to Mar 24, 2016
      • RAUM · $36B to $29B
        Mar 31, 2015 to Mar 24, 2016
      • Employees · 122 to 135
        Jul 29, 2014 to Mar 31, 2015
      • Accounts · 114 to 112
        Jul 29, 2014 to Mar 31, 2015
      • Assets in custody · $252M to $510M
        Jul 29, 2014 to Mar 31, 2015
      • Private funds · 3 to 6
        Jul 29, 2014 to Mar 31, 2015
      • Discretionary RAUM · $44B to $36B
        Jul 29, 2014 to Mar 31, 2015
      • RAUM · $44B to $36B
        Jul 29, 2014 to Mar 31, 2015
      • Accounts · 108 to 114
        Dec 13, 2013 to Mar 13, 2014
      • Advisory employees · 49 to 52
        Dec 13, 2013 to Mar 13, 2014
      • Advisory activities · 2 to 3
        Dec 13, 2013 to Mar 13, 2014
      • Assets in custody · unset to 251646221.0
        Dec 13, 2013 to Mar 13, 2014
      • Custody of client assets · false to true
        Dec 13, 2013 to Mar 13, 2014
      • Employees · 115 to 122
        Dec 13, 2013 to Mar 13, 2014
      • Discretionary RAUM · $35B to $44B
        Dec 13, 2013 to Mar 13, 2014
      • RAUM · $35B to $44B
        Dec 13, 2013 to Mar 13, 2014
      • Private funds · unset to 3
        Jun 17, 2013 to Dec 13, 2013
      • Accounts · 124 to 108
        Jun 15, 2012 to Apr 1, 2013
      • Advisory employees · unset to 49.0
        Jun 15, 2012 to Apr 1, 2013
      • Employees · unset to 115.0
        Jun 15, 2012 to Apr 1, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026