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Reading the graph
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Advisor at N••••• A•••• M••••••••• L••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••• A•••• M••••••••• L•• | Mixed wealth | Mar 3, 2023 | n/a | yes | CHICAGO, IL | Current employment |
| C•• S•••••••• C•••••• M••••••••• L•• | Other adviser | Feb 16, 2021 | Aug 23, 2022 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•• S•••••••• C•••••• M••••••••• L•• | N••••• A•••• M••••••••• L•• | Aug 23, 2022 | Mar 3, 2023 | 192 | Firm change | Other |
| G••••••••• P••••••• I••••••••• M••••••••• L•• | C•• S•••••••• C•••••• M••••••••• L•• | Sep 18, 2020 | Feb 16, 2021 |
| G••••••••• P••••••• I••••••••• M••••••••• L•• | Other adviser | Sep 28, 2017 | Sep 18, 2020 | no | New York, NY | Previous registration |
| C•••• C••••• A•••••••• L•• | Former SEC adviser | Feb 26, 2016 | Sep 12, 2017 | no | NEW YORK, NY | Previous registration |
| C•• F••• A••••••• C•••••• | Former SEC adviser | Sep 11, 2013 | May 4, 2015 | no | ORLANDO, FL | Previous registration |
| 151 |
| Firm change |
| Other |
| C•••• C••••• A•••••••• L•• | G••••••••• P••••••• I••••••••• M••••••••• L•• | Sep 12, 2017 | Sep 28, 2017 | 16 | Firm change | Other |
| C•• F••• A••••••• C•••••• | C•••• C••••• A•••••••• L•• | May 4, 2015 | Feb 26, 2016 | 298 | Firm change | Other |