DFX Intelligence

C•• S•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

C•• S•••••••• C•••••• M••••••••• L••

CRD 286342

ORLANDO, FL

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Search this name across graphsid dfx:ria:889c533b-5d44-b2e1-11c0-f06a98f839d4

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 11
On other graphs: 0
Observed: Feb 17, 2017 to Aug 18, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C•••••• J•••••••••	MANAGER OF MANAGING MEMBER	Na	yes	12/2017	Mar 29, 2018	Mar 29, 2024
C•• X••• I•••	Manager	E	yes	08/2016	Feb 17, 2017	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• F••• A••••••• I•• L••	n/a	Asset manager	$19.9M	N	yes	n/a
C•• S•••••••• A•••• M••••••••• L••	n/a	Former SEC adviser	$4.4M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.3B	19.5%	$733M	28.1%	7	8	0	0

Relationships

Affiliated with (7)

→ C•• F••• A••••••• I•• L••Registered adviserother investment adviser, common control
factForm ADV
→ C•• E••••••••• I••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ C•• S•••••••• A•••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← C•• F••• A••••••• I•• L••Registered adviserother investment adviser, common control

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$275M
Occurred
Mar 29, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$281M
Occurred
Mar 29, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$218M
Occurred
Aug 23, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:889c533b-5d44-b2e1-11c0-f06a98f839d4
First observed: Feb 17, 2017
Last observed: Aug 18, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.