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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CAREY CREDIT ADVISORS, LLC

CRD 173726

NEW YORK CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:474fcc44-6505-923c-2c2e-265a5820b3fd

Data as of Jul 7, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2015 to Jul 7, 2017
8 observations

Across DFX

name candidates only

Private Creditcandidate

CAREY CREDIT ADVISORS, LLC

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $277MItem 5.F on the latest filing (2017-07-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $277M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 8
Accounts: 1
SEC number: 801-80835
CRD: 173726
Filings on the tape: 8
First filed: Jan 2, 2015
Latest filed: Jul 7, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Fox, Jason	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	06/2017	Jun 8, 2017	Jul 7, 2017
JAFARNIA, KAMAL, (NMN)	SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	12/2014	Jan 2, 2015	Jul 7, 2017
PALMER, JOHN, VERNON	FIRST VICE PRESIDENT	Na	yes	01/2017	Jan 2, 2015	Jul 7, 2017
SAINTPIERRE, PAUL, STEPHEN	SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & SECRETARY	Na	yes	12/2014	Jan 2, 2015	Jul 7, 2017
W. P. CAREY INC.	MANAGING MEMBER	E	yes	12/2014	Jan 2, 2015	Jul 7, 2017
WPC HOLDCO LLC	SOLE MEMBER	E	yes	09/2014	Jan 2, 2015	Jul 7, 2017
FORESI, MARK, J	Treasurer	Na	no	03/2016	Mar 30, 2016	Jul 7, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAREY ASSET MANAGEMENT CORP.	n/a	n/a	n/a	N	yes	n/a
CAREY FINANCIAL, LLC	n/a	n/a	n/a	N	yes	n/a
CAREY LODGING ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
W. P. CAREY INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 27, 2017	$277M	$277M	15	8	n/a	n/a	n/a
2015	Mar 30, 2016	$78.2M	$78.2M	15	8	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$277M	$78.2M	254.1%	n/a	n/a	15	15	n/a	n/a

Relationships

Controls (6)

← SAINTPIERRE, PAUL, STEPHENOwnerSENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & SECRETARY, ownership code NA, individual
Jan 2, 2015 to presentfactForm ADV
← JAFARNIA, KAMAL, (NMN)OwnerSENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 2, 2015 to presentfactForm ADV
← PALMER, JOHN, VERNONOwnerFIRST VICE PRESIDENT, ownership code NA, individual
Jan 2, 2015 to presentfactForm ADV
← Fox, JasonOwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jun 8, 2017 to presentfactForm ADV
← W. P. CAREY INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 2, 2015 to presentfactForm ADV
← WPC HOLDCO LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Jan 2, 2015 to presentfactForm ADV

Owns (1)

← FORESI, MARK, JOwnerTREASURER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV

Registered with (1)

← Bradford Ritter BraceyAdvisorregistration: previous registration
Feb 26, 2016 to Sep 12, 2017factForm ADV

Dated events

Occurred
Jan 2, 2015
First Form ADV filing
Carey Credit Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:474fcc44-6505-923c-2c2e-265a5820b3fd
First observed: Jan 2, 2015
Last observed: Jul 7, 2017 112 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAREY CREDIT ADVISORS, LLC

CRD 173726

NEW YORK CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:474fcc44-6505-923c-2c2e-265a5820b3fd

Data as of Jul 7, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Fox, Jason

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

06/2017

Jun 8, 2017

Jul 7, 2017

JAFARNIA, KAMAL, (NMN)

SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

12/2014

Jan 2, 2015

Jul 7, 2017

PALMER, JOHN, VERNON

FIRST VICE PRESIDENT

yes

01/2017

Jan 2, 2015

Jul 7, 2017

SAINTPIERRE, PAUL, STEPHEN

SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & SECRETARY

yes

12/2014

Jan 2, 2015

Jul 7, 2017

W. P. CAREY INC.

MANAGING MEMBER

yes

12/2014

Jan 2, 2015

Jul 7, 2017

WPC HOLDCO LLC

SOLE MEMBER

yes

09/2014

Jan 2, 2015

Jul 7, 2017

FORESI, MARK, J

Treasurer

03/2016

Mar 30, 2016

Jul 7, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAREY ASSET MANAGEMENT CORP.

n/a

yes

n/a

CAREY FINANCIAL, LLC

n/a

yes

n/a

CAREY LODGING ADVISORS, LLC

n/a

yes

n/a

W. P. CAREY INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 27, 2017

$277M

n/a

2015

Mar 30, 2016

$78.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$277M

$78.2M

254.1%

n/a