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RIA / WealthAdvisorCertified Financial Planner11 years in industry

JAMES CHIGUNGU MWOMBELA

Advisor at NECTARINE

Durham, NC | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:19eaec83-6e9f-c9e0-d80c-b59267496888

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 15, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NECTARINE
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 23, 2015
First registration: Feb 15, 2016
Dual registered: no
Other names: JAMES MWOMBELA
IAPD individual key: 6598762

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Nectarine	No RAUM reported	Jul 28, 2025	n/a	yes	Durham, NC\|SAN DIEGO, CA	Current employment
SLP WEALTH	Independent wealth	May 5, 2023	Feb 7, 2025	no	DURHAM, NC\|DURHAM, NC	Previous registration
MWOMBELA FINANCIAL PLANNING LLC	n/a	Mar 17, 2022	May 24, 2023	no	DURHAM, NC	Previous registration
NORTHAVENUE LLC	Independent wealth	Sep 30, 2020	Sep 2, 2021	no	Durham, NC\|COLUMBUS, OH	Previous registration
RE-ENVISION WEALTH	Independent wealth	Jul 9, 2019	Sep 14, 2020	no	NEW YORK, NY	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 30, 2018	May 22, 2019	no	Annapolis, MD	Previous registration
CARDINAL RETIREMENT PLANNING, INC.	Independent wealth	Feb 15, 2016	Sep 5, 2018	no	DURHAM, NC\|DURHAM, NC	Previous registration
GRADIENT INVESTMENTS, LLC	Independent wealth	Feb 15, 2016	Sep 5, 2018	no	CARY, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SLP WEALTH	Nectarine	Feb 7, 2025	Jul 28, 2025	171	Firm change	Other
MWOMBELA FINANCIAL PLANNING LLC	SLP WEALTH	May 24, 2023	May 5, 2023	-19	Firm change	Other
NORTHAVENUE LLC	MWOMBELA FINANCIAL PLANNING LLC	Sep 2, 2021	Mar 17, 2022	196	Firm change	Other
RE-ENVISION WEALTH	NORTHAVENUE LLC	Sep 14, 2020	Sep 30, 2020	16	Firm change	RIA to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	RE-ENVISION WEALTH	May 22, 2019	Jul 9, 2019	48	Firm change	Ibd to RIA
CARDINAL RETIREMENT PLANNING, INC.	GRADIENT INVESTMENTS, LLC	Sep 5, 2018	Feb 15, 2016	-933	Firm change after gap	Other
GRADIENT INVESTMENTS, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 5, 2018	Oct 30, 2018	55	Firm change	RIA to ibd

Relationships

Registered with (8)

→ NECTARINERegistered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ SLP WEALTHRegistered adviserregistration: previous registration
May 5, 2023 to Feb 7, 2025factForm ADV
→ MWOMBELA FINANCIAL PLANNING LLCRegistered adviserregistration: previous registration
Mar 17, 2022 to May 24, 2023factForm ADV
→ NORTHAVENUE LLCRegistered adviserregistration: previous registration
Sep 30, 2020 to Sep 2, 2021factForm ADV
→ RE-ENVISION WEALTHRegistered adviserregistration: previous registration
Jul 9, 2019 to Sep 14, 2020factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 30, 2018 to May 22, 2019factForm ADV
→ GRADIENT INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 15, 2016 to Sep 5, 2018factForm ADV
→ CARDINAL RETIREMENT PLANNING, INC.Registered adviserregistration: previous registration
Feb 15, 2016 to Sep 5, 2018factForm ADV

Dated events

Occurred
Feb 7, 2025
Advisor changed firm
James Chigungu Mwombela left Slp Wealth for Nectarine (registered 2025-07-28)
Form ADVobserved 6 days ago
Occurred
May 24, 2023
Advisor changed firm
James Chigungu Mwombela left Mwombela Financial Planning Llc for Slp Wealth (registered 2023-05-05)
Form ADVobserved 6 days ago