DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Chigungu Mwombela
Certified Financial Planner
Feed of 09/15/2026
Also filed as James Mwombela
At current firm
1 y
since Jul 28, 2025
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Nectarine no RAUM currentsince Jul 28, 2025 · Durham, Nc
- Slp Wealth independent RIAMay 5, 2023 to Feb 7, 2025 · Durham, Nc
- Mwombela Financial Planning LLC unclassifiedMar 17, 2022 to May 24, 2023 · Durham, Nc
- Northavenue LLC independent RIASep 30, 2020 to Sep 2, 2021 · Durham, Nc
- Re-Envision Wealth independent RIAJul 9, 2019 to Sep 14, 2020 · New York, Ny
- Cambridge Investment Research Advisors, Inc. BD affiliatedOct 30, 2018 to May 22, 2019 · Annapolis, Md
- Cardinal Retirement Planning, Inc. independent RIAFeb 15, 2016 to Sep 5, 2018 · Durham, Nc
- Gradient Investments, LLC independent RIAFeb 15, 2016 to Sep 5, 2018 · Cary, Nc
Moves
a registration end followed by a registration begin elsewhere
- Slp Wealth to Nectarineleft Feb 7, 2025, registered Jul 28, 2025 (171 days) · Other
- Mwombela Financial Planning LLC to Slp Wealthleft May 24, 2023, registered May 5, 2023 (-19 days) · Other
- Northavenue LLC to Mwombela Financial Planning LLCleft Sep 2, 2021, registered Mar 17, 2022 (196 days) · Other
- Re-Envision Wealth to Northavenue LLCleft Sep 14, 2020, registered Sep 30, 2020 (16 days) · RIA to RIA
- Cambridge Investment Research Advisors, Inc. to Re-Envision Wealthleft May 22, 2019, registered Jul 9, 2019 (48 days) · Affiliated broker-dealer or bank to independent RIA
- Cardinal Retirement Planning, Inc. to Gradient Investments, LLCleft Sep 5, 2018, registered Feb 15, 2016 (-933 days) · Other
- Gradient Investments, LLC to Cambridge Investment Research Advisors, Inc.left Sep 5, 2018, registered Oct 30, 2018 (55 days) · RIA to affiliated broker-dealer or bank
Signals
- James Chigungu Mwombela left Slp Wealth for Nectarine (registered 2025-07-28)Feb 7, 2025 · Advisor changed firm · fact
- James Chigungu Mwombela left Mwombela Financial Planning Llc for Slp Wealth (registered 2023-05-05)May 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address