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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Bismarck, ND | Fargo, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 15, 2025 | n/a | yes | Fargo, ND|Bismarck, ND | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 10, 2019 | Aug 19, 2025 | no | BISMARCK, ND|FARGO, ND|EDINA, MN|FARGO, ND|FARGO, ND | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 9, 2016 | Dec 11, 2019 | no | FARGO, ND | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 20, 2015 | Jul 11, 2016 | no | FARGO, ND | Previous registration |
| EDWARD JONES | National bd RIA | Feb 24, 2015 | Jun 25, 2015 | no | FARGO, ND|LITCHVILLE, ND|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 19, 2025 | Aug 15, 2025 | -4 | Firm change | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Dec 11, 2019 | Dec 10, 2019 | -1 | Firm change | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WOODBURY FINANCIAL SERVICES, INC. | Jul 11, 2016 | Jul 9, 2016 | -2 | Firm change | Other |
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 25, 2015 | Jul 20, 2015 | 25 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:6363:ND:2025-08-19 | Aug 19, 2025 | Aug 15, 2025 | FARGO, ND | Firm change |
| 421:6413:ND:2019-12-11 | Dec 11, 2019 | Dec 10, 2019 | FARGO, ND | Firm change |