DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• M•••••• B••••••••

A••••••••• F•••••••• S•••••••• L••national BDBismarck, Nd dual registrantIAPD 6425784

Certified Financial Planner

Feed of 09/15/2026

Also filed as B•••• B••••••••

At current firm

1 y

since Aug 15, 2025

In the industry

11 y

since Feb 13, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Aug 15, 2025 · Fargo, Nd
L•• F•••••••• L•• BD affiliated
Dec 10, 2019 to Aug 19, 2025 · Bismarck, Nd
W••••••• F•••••••• S•••••••• I••• former
Jul 9, 2016 to Dec 11, 2019 · Fargo, Nd
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jul 20, 2015 to Jul 11, 2016 · Fargo, Nd
E••••• J•••• national BD
Feb 24, 2015 to Jun 25, 2015 · Fargo, Nd

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Aug 19, 2025, registered Aug 15, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
W••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••
left Dec 11, 2019, registered Dec 10, 2019 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••••• F•••••••• S•••••••• I•••
left Jul 11, 2016, registered Jul 9, 2016 (-2 days) · Other
E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 25, 2015, registered Jul 20, 2015 (25 days) · Other

Signals

B•••• M•••••• B•••••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-08-15)
Aug 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address