DFX Intelligence

B•••••• H••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

B•••••• H••••• C•••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Frisco, TX

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Search this name across graphsid dfx:ria:19f2b768-f51b-b9ad-c904-c66863bcfc24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Oct 25, 2023	n/a	yes	NEW ORLEANS, LA\|Frisco, TX	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 31, 2017	Oct 27, 2023	no	Frisco, TX\|ATLANTA, GA\|Frisco, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	N•••••• A•••••••	Oct 27, 2023	Oct 25, 2023	-2	Firm change	Ibd to ibd
K••••• A••••••• S•••••••• L••	O•••• A••••••• S•••••••• L••	Apr 5, 2017	Mar 31, 2017

Relationships

Registered with (6)

→ N•••••• A•••••••Registered adviserregistration: current employment
Oct 25, 2023 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2017 to Oct 27, 2023factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Apr 5, 2017factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19f2b768-f51b-b9ad-c904-c66863bcfc24
First observed: Sep 12, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.