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Advisor at ADVICE AND PLANNING SERVICES
PRINCETON, NJ | Ewing, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Dec 14, 2017 | n/a | yes | PRINCETON, NJ|Ewing, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 16, 2012 | Dec 4, 2017 | no | PRINCETON, NJ|SOMERSET, NJ|HILLSBOROUGH, NJ|ISELIN, NJ|HILLSBOROUGH, NJ|BRIDGEWATER, NJ|SOMERSET, NJ | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Mar 12, 2010 | Jul 1, 2010 | no | LANGHORNE, PA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 1, 2007 | Apr 28, 2009 | no | PRINCETON, NJ | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 16, 2006 | Oct 3, 2007 | no | PLAINSBORO, NJ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 22, 2004 | Apr 21, 2006 | no | BELLE MEAD, NJ|BELLE MEAD, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ADVICE AND PLANNING SERVICES | Dec 4, 2017 | Dec 14, 2017 | 10 | Firm change | Other |
| CITIZENS SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 1, 2010 | Apr 16, 2012 | 655 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CITIZENS SECURITIES, INC. | Apr 28, 2009 | Mar 12, 2010 | 318 | Firm change | Other |
| PNC WEALTH MANAGEMENT | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 3, 2007 | Nov 1, 2007 | 29 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | PNC WEALTH MANAGEMENT | Apr 21, 2006 | May 16, 2006 | 25 | Firm change | Other |