DFX Intelligence

L•••••• L•• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

L•••••• L•• N•••••

Advisor at O•••• A••••••• S•••••••• L••

PORTLAND, OR

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Search this name across graphsid dfx:ria:1a18ea93-5373-4652-dea5-2796585d98cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 8, 2024	n/a	yes	PORTLAND, OR	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	PORTLAND, OR	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	O•••• W•••••• I•••	Nov 8, 2024	Jun 14, 2024	-147	Channel change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	A•••• P•••• A•••••••	Jun 14, 2024	Nov 10, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
165127:23131:OR:2024-11-08	Nov 8, 2024	Jun 14, 2024	PORTLAND, OR	Firm change after gap
110518:165127:OR:2024-06-14	Jun 14, 2024	Nov 10, 2020	PORTLAND, OR	Firm change after gap

Relationships

Registered with (5)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Nov 10, 2020 to Nov 8, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a18ea93-5373-4652-dea5-2796585d98cc
First observed: Nov 7, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.