DFX Intelligence

N••••••• H•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

N••••••• H•••• S•••••••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Pasadena, CA

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Search this name across graphsid dfx:ria:1a1bdf03-21ee-155b-4c40-5b20ef146755

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Jun 15, 1990 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••••• H•••• H• S•••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Jan 4, 2023	n/a	yes	Pasadena, CA\|OVERLAND PARK, KS	Current employment
S••••••••• G••••• L••	Former SEC adviser	Feb 18, 2004	Jun 7, 2023	no	PASADENA, CA\|PASADENA, CA\|PASADENA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• G••••• L••	P•••• C•••••• F••••••••	Jun 7, 2023	Jan 4, 2023	-154	Firm change after gap	RIA to RIA
L•••••••• A•••• M••••••••• I•••	L•••••••• F•••••••• A•••••••• I•••	Mar 9, 2004	Jan 28, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
131221:288712:CA:2023-06-07	Jun 7, 2023	Jan 4, 2023	PASADENA, CA	Firm change after gap

Relationships

Registered with (5)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Jan 4, 2023 to presentfactForm ADV
→ S••••••••• G••••• L••Registered adviserregistration: previous registration
Feb 18, 2004 to Jun 7, 2023factForm ADV
→ L•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2004 to Mar 9, 2004factForm ADV
→ L•••••••• F•••••••• A•••••••• I•••Registered adviser

Dated events

Occurred
Jun 7, 2023
Advisor changed firm
N••••••• H•••• S••••••••• left S••••••••• G••••• L•• for P•••• C•••••• F•••••••• (registered 2023-01-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a1bdf03-21ee-155b-4c40-5b20ef146755
First observed: Jun 15, 1990
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.