DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas Henry Stonnington
Feed of 09/14/2026
Also filed as Nicholas Henry H Stonnington
At current firm
3 y
since Jan 4, 2023
In the industry
36 y
since Jun 15, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince Jan 4, 2023 · Pasadena, Ca
- Stonnington Group, LLC formerFeb 18, 2004 to Jun 7, 2023 · Pasadena, Ca
- Lexington Financial Advisors, Inc. unclassifiedJan 28, 2004 to Mar 9, 2004 · Los Angeles, Ca
- Lexington Asset Management, Inc. formerJan 26, 2004 to Mar 9, 2004 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 15, 1990 to Nov 13, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Stonnington Group, LLC to Prime Capital Financialleft Jun 7, 2023, registered Jan 4, 2023 (-154 days) · RIA to RIA · moved with a team
- Lexington Asset Management, Inc. to Lexington Financial Advisors, Inc.left Mar 9, 2004, registered Jan 28, 2004 (-41 days) · Other
- Lexington Financial Advisors, Inc. to Stonnington Group, LLCleft Mar 9, 2004, registered Feb 18, 2004 (-20 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Lexington Asset Management, Inc.left Nov 13, 2003, registered Jan 26, 2004 (74 days) · Other
Signals
- Nicholas Henry Stonnington left Stonnington Group, Llc for Prime Capital Financial (registered 2023-01-04)Jun 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address