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Advisor at SILVER OAK SECURITIES, INC.
JACKSON, TN | Northbrook, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | Sep 9, 2024 | n/a | yes | Northbrook, IL|JACKSON, TN | Current employment |
| ROTHSCHILD WEALTH LLC | Independent wealth | Dec 14, 2022 | May 22, 2023 | no | CHICAGO, IL|OAKBROOK, IL | Previous registration |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Sep 13, 2019 | Sep 13, 2021 | no | CHICAGO, IL | Previous registration |
| INVESCO ADVISERS, INC. | Asset manager | May 7, 2018 | May 30, 2019 | no | DOWNERS GROVE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROTHSCHILD WEALTH LLC | SILVER OAK SECURITIES, INC. | May 22, 2023 | Sep 9, 2024 | 476 | Firm change after gap | RIA to ibd |
| NUVEEN ASSET MANAGEMENT, LLC | ROTHSCHILD WEALTH LLC | Sep 13, 2021 | Dec 14, 2022 | 457 | Firm change after gap | Other |
| INVESCO ADVISERS, INC. | NUVEEN ASSET MANAGEMENT, LLC | May 30, 2019 | Sep 13, 2019 | 106 | Firm change | Other |