RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• G••••••
- S••••• O•• S••••••••• I••• BD affiliated currentsince Sep 9, 2024 · Northbrook, Il
- R••••••••• W••••• L•• independent RIADec 14, 2022 to May 22, 2023 · Chicago, Il
- N••••• A•••• M••••••••• L•• mixed wealthSep 13, 2019 to Sep 13, 2021 · Chicago, Il
- I•••••• A•••••••• I••• asset managerMay 7, 2018 to May 30, 2019 · Downers Grove, Il
- R••••••••• W••••• L•• to S••••• O•• S••••••••• I•••left May 22, 2023, registered Sep 9, 2024 (476 days) · RIA to affiliated broker-dealer or bank
- N••••• A•••• M••••••••• L•• to R••••••••• W••••• L••left Sep 13, 2021, registered Dec 14, 2022 (457 days) · Other
- I•••••• A•••••••• I••• to N••••• A•••• M••••••••• L••left May 30, 2019, registered Sep 13, 2019 (106 days) · Other
- A•••••• G•••••• left R••••••••• W••••• L•• for S••••• O•• S••••••••• I••• (registered 2024-09-09)May 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address