DFX Intelligence

G•••••• P•••• d• O••••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

G•••••• P•••• d• O••••••• D•••

Advisor at I•• C••••••• L••

Los Angeles, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a5d3361-3569-2b5f-bddf-d042a62d6c0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C••••••• L••	Independent wealth	Aug 10, 2022	n/a	yes	Los Angeles, CA	Current employment
P•••••• P•••••••	Former SEC adviser	Mar 10, 2020	Apr 23, 2021	no	Menlo Park, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••	I•• C••••••• L••	Apr 23, 2021	Aug 10, 2022	474	Firm change after gap	RIA to RIA
B•••••••• R••••• • F•••••••• I•••	P•••••• P•••••••	Dec 31, 2019	Mar 10, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
110608:305407:CA:2019-12-31	Dec 31, 2019	Mar 10, 2020	MENLO PARK, CA	Firm change

Relationships

Registered with (3)

→ I•• C••••••• L••Registered adviserregistration: current employment
Aug 10, 2022 to presentfactForm ADV
→ P•••••• P•••••••Registered adviserregistration: previous registration
Mar 10, 2020 to Apr 23, 2021factForm ADV
→ B•••••••• R••••• • F•••••••• I•••Registered adviserregistration: previous registration
Dec 13, 2016 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a5d3361-3569-2b5f-bddf-d042a62d6c0e
First observed: Dec 13, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.