DFX Intelligence

R••••• L••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

R••••• L••••••• C••••

Advisor at G•• W••••• M•••••••••

FLOWER MOUND, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a868c6a-0a67-78a4-fafe-54b873f60cc5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•• W••••• M•••••••••	Independent wealth	Sep 27, 2021	n/a	yes	FLOWER MOUND, TX	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Dec 8, 2017	Oct 20, 2021	no	FLOWER MOUND, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	G•• W••••• M•••••••••	Oct 20, 2021	Sep 27, 2021	-23	Firm change	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Dec 12, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:315934:TX:2021-10-11	Oct 20, 2021	Sep 27, 2021	FLOWER MOUND, TX	Firm change
7691:149018:TX:2017-12-12	Dec 12, 2017	Dec 8, 2017	FLOWER MOUND, TX	Firm change

Relationships

Registered with (5)

→ G•• W••••• M•••••••••Registered adviserregistration: current employment
Sep 27, 2021 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 8, 2017 to Oct 20, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 5, 2014 to Dec 12, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a868c6a-0a67-78a4-fafe-54b873f60cc5
First observed: Nov 30, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.