DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lawrence Casey
Feed of 09/14/2026
At current firm
4 y
since Sep 27, 2021
In the industry
16 y
since Nov 25, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gds Wealth Management independent RIA currentsince Sep 27, 2021 · Flower Mound, Tx
- Raymond James Financial Services Advisors, Inc BD affiliatedDec 8, 2017 to Oct 20, 2021 · Flower Mound, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 5, 2014 to Dec 12, 2017 · Flower Mound, Tx
- Wells Fargo Advisors wirehouseAug 3, 2010 to Sep 8, 2014 · Dallas, Tx
- Edward Jones national BDNov 30, 2009 to Jul 13, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Gds Wealth Managementleft Oct 20, 2021, registered Sep 27, 2021 (-23 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services Advisors, Incleft Dec 12, 2017, registered Dec 8, 2017 (-4 days) · Other · moved with a team
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 8, 2014, registered Sep 5, 2014 (-3 days) · Wirehouse to wirehouse
- Edward Jones to Wells Fargo Advisorsleft Jul 13, 2010, registered Aug 3, 2010 (21 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address