DFX Intelligence

M•••••••• I••••••••• E••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M•••••••• I••••••••• E••••• L••••••

CRD 284912

DUBLIN 4

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Search this name across graphsid dfx:ria:1a9cc925-48d9-c7d8-59d9-324ca84ae639

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 22
On other graphs: 0
Observed: Aug 17, 2016 to Mar 30, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $5.3B••• Locked
Discretionary RAUM: $5.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••••• I••••••••• S•••••• L•	Other Private Fund	$1.5M	Jul 27, 2022	1	Mar 27, 2015	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• D••••• J•••••	DIRECTOR & CHAIRMAN OF THE BOARD	Na	yes	05/1993	Aug 17, 2016	Mar 28, 2024
D••••••••• A••••• R••••	Trustee	F	yes	10/2013	Aug 17, 2016	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••••• F•••••••• C•••••••••	n/a	Asset manager	$195B	Y	yes	n/a
M•••••••• I••••••••• C•••••••••	n/a	Asset manager	$18B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.3B	$4.3B	23.3%	$4.5B	5.6%	12	12	0	0

Relationships

Affiliated with (7)

← N•••••••• C•••••• A••••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ M•••••••• I•••••••••Registered adviserother investment adviser, broker-dealer, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ M•••••••• I•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ M•••••••• I••••••••• A••• L••••••Registered adviser

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 28, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a9cc925-48d9-c7d8-59d9-324ca84ae639
First observed: Aug 17, 2016
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (17)

← M•••••••• I•••••••••OwnerSHAREHOLDER, ownership code E, foreign entity
Feb 11, 2019 to Mar 28, 2024factForm ADV
← D••••••••• P•••• G••OwnerTRUSTEE, ownership code F, individual
Aug 17, 2016 to Mar 28, 2024factForm ADV
← F••••••• G••••••• J••••OwnerTRUSTEE, ownership code F, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV
← D••••••••• A••••• R••••OwnerTRUSTEE, ownership code F, individual
Aug 17, 2016 to Mar 28, 2024factForm ADV
← T•••••• P•••• B••••••OwnerDIRECTOR, ownership code NA, individual
Aug 17, 2016 to Mar 28, 2024factForm ADV
← C••••• D••••• J•••••OwnerDIRECTOR & CHAIRMAN OF THE BOARD, ownership code NA, individual
Aug 17, 2016 to Mar 28, 2024factForm ADV
← H•••••• M••••••• A••••••••OwnerDIRECTOR, ownership code NA, individual
Aug 17, 2016 to Mar 28, 2024factForm ADV
← M••••• L•••••• C••••••OwnerDIRECTOR, ownership code NA, individual
Mar 31, 2021 to Mar 28, 2024factForm ADV
← L•••••••• I••• R•••••OwnerDIRECTOR, ownership code NA, individual
Mar 30, 2023 to Mar 28, 2024factForm ADV
← L•••••• S•••• M•••••OwnerREGIONAL DIRECTOR IRELAND, HEAD FINANCE, ownership code NA, individual
Mar 30, 2023 to Mar 28, 2024factForm ADV
← M•••••••• L••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2023 to Mar 28, 2024factForm ADV
← D•••• G•••• A•••••OwnerTRUSTEE, ownership code F, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV
← I•• F•••••••• I•••OwnerSHAREHOLDER, ownership code E, foreign entity
Aug 17, 2016 to Mar 28, 2024factForm ADV
← P•••••• H•••••• I•••OwnerSHAREHOLDER, ownership code D, foreign entity
Mar 30, 2023 to Mar 28, 2024factForm ADV
← P•••• C••••••••• O• C•••••OwnerSHAREHOLDER, ownership code E, foreign entity
Aug 17, 2016 to Mar 28, 2024factForm ADV
← P•••• F•••••••• C•••••••••OwnerSHAREHOLDER, ownership code D, foreign entity
Aug 17, 2016 to Mar 28, 2024factForm ADV
← T•• D•••••••• F••••• R•••••••• T••••OwnerSHAREHOLDER, ownership code D, foreign entity
Aug 17, 2016 to Mar 28, 2024factForm ADV