DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••••• I••••••••• E••••• L••••••
Latest filing Mar 30, 2026
First filing on the tape Aug 17, 2016 · 18 filings
SEC status approved since Aug 31, 2016
RAUM
$5.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$5.3B as of Mar 30, 2026
Mar 31, 2017$5.1B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20170 then
Employees (5.A)12 as of Mar 30, 2026
Mar 31, 201715 then
Private funds1 as of Mar 30, 2022
Mar 29, 20191 then
RAUM +23% over the last fiscal year+5.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $533MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.2B98%
- State and municipal entities$98.2M1.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••••• I••••••••• S•••••• L•no longer reported | Other Private Fund | $1.5M | 1 | Mar 27, 2015 |
Owners and control persons
Schedule A and B, latest filing
- C••••• D••••• J••••• · Director & Chairman Of The Boardcontrolsince 05/1993 · owns less than 5%
- H•••••• M••••••• A•••••••• · Directorcontrolsince 05/2001 · owns less than 5%
- L•••••• S•••• M••••• · Regional Director Ireland, Head Financecontrolsince 07/2022 · owns less than 5%
- L•••••••• I••• R••••• · Directorcontrolsince 07/2022 · owns less than 5%
- M••••• L•••••• C•••••• · Directorcontrolsince 03/2021 · owns less than 5%
- M•••••••• L•••• · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- T•••••• P•••• B•••••• · Directorcontrolsince 05/2007 · owns less than 5%
- D••••••••• A••••• R•••• · Trusteecontrolsince 10/2013 · owns F of T•• D•••••••• F••••• R•••••••• T••••
- D••••••••• P•••• G•• · Trusteecontrolsince 10/2013 · owns F of T•• D•••••••• F••••• R•••••••• T••••
- D•••• G•••• A••••• · Trusteecontrolsince 05/2023 · owns F of T•• D•••••••• F••••• R•••••••• T••••
- F••••••• G••••••• J•••• · Trusteecontrolsince 02/2024 · owns F of T•• D•••••••• F••••• R•••••••• T••••
- D••••••••• S••••• · Trusteesince 03/2018 · owns F of T•• D•••••••• F••••• R•••••••• T••••
Entity owners
- M•••••••• I••••••••• · Shareholderdirect · owns 75% or more
- I•• F•••••••• I••• · Shareholderindirect · owns 75% or more of M•••••••• I•••••••••
- M•••••••• I••• · Shareholderindirect · owns 75% or more of M•••••••• I•••••••••
- P•••••• H•••••• I••• · Shareholderindirect · owns 50% to 75% of P•••• C••••••••• O• C•••••
- P•••• C••••••••• O• C••••• · Shareholderindirect · owns 75% or more of P•••• F•••••••• C•••••••••
- P•••• F•••••••• C••••••••• · Shareholderindirect · owns 50% to 75% of I•• F•••••••• I•••
- T•• D•••••••• F••••• R•••••••• T•••• · Shareholderindirect · owns 50% to 75% of P•••• C••••••••• O• C•••••
Related persons
Schedule D 7.A
- C••••• L••• I••••••••• M••••••••• L•••investment adviserbankpooled vehicle sponsorn
- C•••••• P•••••••• S••••••• I•••investment adviserbankpooled vehicle sponsorn
- I••• I•••••••• S••••••• I•••real estaten
- I••• I••••••••• M••••••••• L•••investment adviserpooled vehicle sponsorreal estaten
- I•••••••• G•••• F•••••••• S••••••• I•••broker-dealerreal estaten
- I•••••••• G•••• S••••••••• I•••broker-dealern
- I•••••••• G•••• T•••• C•• L•••n
- I•• I••••••••• C•••••••••broker-dealern
- I•• S••••••••• C•••••••••broker-dealern
- M•••••••• E• F•••• M••••••••• ••••••• L•••pooled vehicle sponsorn
- M•••••••• I•••••••••broker-dealerinvestment adviserbankpooled vehicle sponsoryRAUM $195B
- M•••••••• I••••••••• A••• L••••••investment adviseryRAUM $2.5B
- M•••••••• I•••••••••investment adviserbanknRAUM $18B
- M•••• F••• M••••••••• ••••••• L•••pooled vehicle sponsorn
- M••• G• I•••pooled vehicle sponsorn
Advisers that list M•••••••• I••••••••• E••••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 10Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 8 to 9Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.3B to $5.3BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.2B to $5.2BMar 28, 2025 to Mar 30, 2026
- RAUM · $4.3B to $5.3BMar 28, 2025 to Mar 30, 2026
- Accounts · 10 to 9Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 8 to 6Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 9 to 8Mar 28, 2024 to Mar 28, 2025
- Employees · 13 to 12Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- HQ state · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.6B to $4.3BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.5B to $4.2BMar 28, 2024 to Mar 28, 2025
- RAUM · $4.6B to $4.3BMar 28, 2024 to Mar 28, 2025
- Accounts · 17 to 10Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 17 to 9Mar 30, 2023 to Mar 28, 2024
- Assets in custody · 0.0 to unsetMar 30, 2023 to Mar 28, 2024
- Employees · 14 to 13Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.5B to $4.6BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.5B to $4.5BMar 30, 2023 to Mar 28, 2024
- RAUM · $4.5B to $4.6BMar 30, 2023 to Mar 28, 2024
- Accounts · 15 to 17Jul 27, 2022 to Mar 30, 2023
- Advisory employees · 6 to 8Jul 27, 2022 to Mar 30, 2023
- Pooled vehicle clients · 14 to 17Jul 27, 2022 to Mar 30, 2023
- Employees · 11 to 14Jul 27, 2022 to Mar 30, 2023
- HQ city · DUBLIN to DUBLIN 4Jul 27, 2022 to Mar 30, 2023
- Private funds · 1 to unsetJul 27, 2022 to Mar 30, 2023
- Discretionary RAUM · $5.8B to $4.5BJul 27, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $5.7B to $4.5BJul 27, 2022 to Mar 30, 2023
- RAUM · $5.8B to $4.5BJul 27, 2022 to Mar 30, 2023
- Accounts · 16 to 15Jan 21, 2022 to Mar 30, 2022
- Advisory employees · 7 to 6Jan 21, 2022 to Mar 30, 2022
- Advisory activities · 3 to 2Jan 21, 2022 to Mar 30, 2022
- Pooled vehicle clients · 15 to 14Jan 21, 2022 to Mar 30, 2022
- Custody of client assets · true to falseJan 21, 2022 to Mar 30, 2022
- Employees · 12 to 11Jan 21, 2022 to Mar 30, 2022
- Discretionary RAUM · $5.4B to $5.8BJan 21, 2022 to Mar 30, 2022
- Pooled vehicle RAUM · $5.2B to $5.7BJan 21, 2022 to Mar 30, 2022
- RAUM · $5.4B to $5.8BJan 21, 2022 to Mar 30, 2022
- Accounts · 15 to 16Apr 24, 2020 to Mar 31, 2021
Signals
19 dated events
- Albert Gary Doer (Trustee) appeared on Schedule A of M•••••••• I••••••••• E••••• L••••••Mar 28, 2024 · Control person joined · fact
- James Gregory Fleming (Trustee) appeared on Schedule A of M•••••••• I••••••••• E••••• L••••••Mar 28, 2024 · Control person joined · fact
- Guy Fortin (Trustee) no longer on Schedule A of M•••••••• I••••••••• E••••• L•••••• (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Michel Plessis-Belair (Trustee) no longer on Schedule A of M•••••••• I••••••••• E••••• L•••••• (listed 2022-07-27, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- T••••• M••••• F•••• (General Manager) no longer on Schedule A of M•••••••• I••••••••• E••••• L•••••• (listed 2022-07-27, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Luke Gregoire Joseph Gould (Director) no longer on Schedule A of M•••••••• I••••••••• E••••• L•••••• (listed 2022-07-27, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Kathryn Jean Carroll (Chief Financial Officer) no longer on Schedule A of M•••••••• I••••••••• E••••• L•••••• (listed 2022-07-27, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- R••••• Ian L••••••• (Director) appeared on Schedule A of M•••••••• I••••••••• E••••• L••••••Mar 30, 2023 · Control person joined · fact
- M••••• S••• L••••• (Regional Director Ireland, Head Finance) appeared on Schedule A of M•••••••• I••••••••• E••••• L••••••Mar 30, 2023 · Control person joined · fact
- L•••• M••••••• (Chief Compliance Officer) appeared on Schedule A of M•••••••• I••••••••• E••••• L••••••Mar 30, 2023 · Control person joined · fact
- P••••• C••••••••• Mcmanus (Chief Compliance Officer) no longer on Schedule A of M•••••••• I••••••••• E••••• L•••••• (listed 2022-01-21, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Kathryn Jean Carroll (Chief Financial Officer) appeared on Schedule A of M•••••••• I••••••••• E••••• L••••••Mar 30, 2022 · Control person joined · fact
- C•••••• L••••• M•••• (Director) appeared on Schedule A of M•••••••• I••••••••• E••••• L••••••Mar 31, 2021 · Control person joined · fact
- Hosi Tony Elavia (Director) no longer on Schedule A of M•••••••• I••••••••• E••••• L•••••• (listed 2020-04-24, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- P••••• C••••••••• Mcmanus (Chief Compliance Officer) appeared on Schedule A of M•••••••• I••••••••• E••••• L••••••Mar 30, 2020 · Control person joined · fact
- Kathryn Jean Carroll (Chief Compliance Officer & Secretary) no longer on Schedule A of M•••••••• I••••••••• E••••• L•••••• (listed 2020-02-05, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- M•••••••• I••••••••• E••••• L•••••• reported RAUM $4.6B, up 66% from $2.8B (2019-02-11 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- M•••••••• I••••••••• E••••• L•••••• reported RAUM $2.8B, down 46% from $5.1B (2017-07-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- I••• I••••••••• M••••••••• L•••••• filed its initial SEC registration (Form ADV)Aug 17, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 011-353-1-449-4000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026