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M•••••••• I••••••••• A••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M•••••••• I••••••••• A••• L••••••

CRD 285521

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94c337a5-1fe7-a715-4511-3e35a41f0d03

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 15
On other graphs: 0
Observed: Nov 17, 2016 to Mar 30, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.73 institutional_share=0.27 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $2.5BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• A••••• R••••	Trustee	F	yes	10/2013	Nov 17, 2016	May 2, 2024
D••••••••• P•••• G••	Trustee	F	yes	10/2013	Nov 17, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••••• F•••••••• C•••••••••	n/a	Asset manager	$195B	Y	yes	n/a
M•••••••• I••••••••• C•••••••••	n/a	Asset manager	$18B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.1B	19.2%	$2.2B	4.3%	13	13	0	0

Relationships

Affiliated with (7)

← NORTHLEAF CAPITAL ADVISORS LTD.Registered adviserother investment adviser, common control
factForm ADV
→ M•••••••• I•••••••••Registered adviserother investment adviser, broker-dealer, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ M•••••••• I•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ M•••••••• I••••••••• E••••• L••••••Registered adviser

Dated events

Occurred
Mar 28, 2024
Control person left
Guy Fortin (Trustee) no longer on Schedule A of M•••••••• I••••••••• A••• L•••••• (listed 2023-03-31, absent 2024-03-28)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person left
Joseph David Coyle (Director) no longer on Schedule A of M•••••••• I••••••••• A••• L•••••• (listed 2023-03-31, absent 2024-03-28)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person joined
Albert Gary Doer (Trustee) appeared on Schedule A of M•••••••• I••••••••• A••• L••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94c337a5-1fe7-a715-4511-3e35a41f0d03
First observed: Nov 17, 2016
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (17)

← M•••••••• I•••••••••OwnerSHAREHOLDER, ownership code F, foreign entity
Feb 11, 2019 to May 2, 2024factForm ADV
← D••••••••• P•••• G••OwnerTRUSTEE, ownership code F, individual
Nov 17, 2016 to May 2, 2024factForm ADV
← F••••••• G••••••• J••••OwnerTRUSTEE, ownership code F, individual
Mar 28, 2024 to May 2, 2024factForm ADV
← M•••••••• I••••••••• E••••• L••••••OwnerSHAREHOLDER, ownership code D, foreign entity
Nov 17, 2016 to May 2, 2024factForm ADV
← D••••••••• A••••• R••••OwnerTRUSTEE, ownership code F, individual
Nov 17, 2016 to May 2, 2024factForm ADV
← S••••• N•••••••• P••••OwnerDIRECTOR & SENIOR VICE PRESIDENT, P•••••••• MANAGER, HEAD OF A•••N EQUITIES AND DIRECTOR, ownership code NA, individual
Nov 17, 2016 to May 2, 2024factForm ADV
← K•••• W•• T•••• W••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2020 to May 2, 2024factForm ADV
← M••••• L•••••• C••••••OwnerDIRECTOR, ownership code NA, individual
Mar 31, 2021 to May 2, 2024factForm ADV
← D•• Y•••OwnerDIRECTOR, ownership code NA, individual
Mar 31, 2021 to May 2, 2024factForm ADV
← W•••••••• N•••••••• L•••OwnerDIRECTOR, ownership code NA, individual
Mar 31, 2021 to May 2, 2024factForm ADV
← L•••••• S•••• M•••••OwnerDIRECTOR, ownership code NA, individual
Mar 28, 2024 to May 2, 2024factForm ADV
← D•••• G•••• A•••••OwnerTRUSTEE, ownership code F, individual
Mar 28, 2024 to May 2, 2024factForm ADV
← I•• F•••••••• I•••OwnerSHAREHOLDER, ownership code E, foreign entity
Nov 17, 2016 to May 2, 2024factForm ADV
← P•••••• H•••••• I•••OwnerSHAREHOLDER, ownership code D, foreign entity
Mar 31, 2023 to May 2, 2024factForm ADV
← P•••• C••••••••• O• C•••••OwnerSHAREHOLDER, ownership code E, foreign entity
Nov 17, 2016 to May 2, 2024factForm ADV
← P•••• F•••••••• C•••••••••OwnerSHAREHOLDER, ownership code D, foreign entity
Nov 17, 2016 to May 2, 2024factForm ADV
← T•• D•••••••• F••••• R•••••••• T••••OwnerSHAREHOLDER, ownership code D, foreign entity
Nov 17, 2016 to May 2, 2024factForm ADV