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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

GREGORY JAMES SABALA

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | WEST DES MOINES, IA | METAIRIE, LA

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Search this name across graphsid dfx:ria:1aa4243d-3f69-b4b3-21fe-a485cfabb6d0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 3
Exams: S66
First exam: Jan 31, 2013
First registration: Feb 4, 2013
Dual registered: yes, broker-dealer
Other names: Gregory James Sabala|Gregory James Sabala|GREGORY J SABALA
IAPD individual key: 6089569

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 2, 2026	n/a	yes	METAIRIE, LA\|ST. LOUIS, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 25, 2021	n/a	yes	METAIRIE, LA\|WEST DES MOINES, IA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 5, 2019	May 4, 2021	no	LOS ANGELES, CA\|WEST HOLLYWOOD, CA\|LOS ANGELES, CA	Previous registration
AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC	Former SEC adviser	Jul 23, 2018	Jun 11, 2019	no	LOS ANGELES, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 13, 2014	Aug 6, 2018	no	CLAREMONT, CA\|RANCHO CUCAMONGA, CA\|RIVERSIDE, CA\|CUCAMONGA, CA\|CLAREMONT, CA\|CUCAMONGA, CA\|GLENDORA, CA	Previous registration
C.K. COOPER & COMPANY, INC.	n/a	Feb 4, 2013	Jul 1, 2013	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	May 4, 2021	May 25, 2021	21	Firm change	Wirehouse to wirehouse
AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC	J.P. MORGAN SECURITIES LLC	Jun 11, 2019	Jun 5, 2019	-6	Firm change	RIA to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC	Aug 6, 2018	Jul 23, 2018	-14	Firm change	Wirehouse to RIA
C.K. COOPER & COMPANY, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 1, 2013	Feb 13, 2014	227	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:19616:CA:2021-04-15	May 4, 2021	May 25, 2021	LOS ANGELES, CA	Firm change

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 25, 2021 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 5, 2019 to May 4, 2021factForm ADV
→ AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 23, 2018 to Jun 11, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 13, 2014 to Aug 6, 2018factForm ADV
→ C.K. COOPER & COMPANY, INC.Registered adviserregistration: previous registration
Feb 4, 2013 to Jul 1, 2013factForm ADV

Dated events

No dated event names this entity yet.