DFX Intelligence

M••• M••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M••• M••••• R••••

Advisor at C••••••••• S••••••••• L••

OVERLAND PARK, KS | Overland Park, KS

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Search this name across graphsid dfx:ria:1aac8ae9-434f-37c5-d2da-f2278006b50d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• S••••••••• L••	Bd affiliated wealth	Jul 14, 2021	n/a	yes	Overland Park, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Current employment
C••••••••• W•••••• L••	Independent wealth	Jul 14, 2021	Dec 31, 2023	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	C••••••••• S••••••••• L••	Dec 31, 2023	Jul 14, 2021	-900	Firm change after gap	RIA to ibd
W•••••• • R•••	C••••••••• W•••••• L••	Jun 4, 2021	Jul 14, 2021

Relationships

Registered with (5)

→ C••••••••• S••••••••• L••Registered adviserregistration: current employment
Jul 14, 2021 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Jul 14, 2021 to Dec 31, 2023factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 22, 2020 to Jun 4, 2021factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Dec 31, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1aac8ae9-434f-37c5-d2da-f2278006b50d
First observed: Mar 23, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.