DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Martin Rubin
Feed of 09/14/2026
At current firm
5 y
since Jul 14, 2021
In the industry
23 y
since Jun 24, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Creativeone Securities, LLC BD affiliated currentsince Jul 14, 2021 · Overland Park, Ks
- Creativeone Wealth, LLC independent RIAJul 14, 2021 to Dec 31, 2023 · Overland Park, Ks
- Waddell & Reed formerOct 22, 2020 to Jun 4, 2021 · Overland Park, Ks
- Cetera Advisor Networks LLC formerAug 19, 2016 to Apr 22, 2020 · West Des Moines, Ia
- Vsr Advisory Services formerMar 23, 2005 to Nov 9, 2016 · Overland Pk, Ks
Moves
a registration end followed by a registration begin elsewhere
- Creativeone Wealth, LLC to Creativeone Securities, LLCleft Dec 31, 2023, registered Jul 14, 2021 (-900 days) · RIA to affiliated broker-dealer or bank
- Waddell & Reed to Creativeone Wealth, LLCleft Jun 4, 2021, registered Jul 14, 2021 (40 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Advisor Networks LLC to Waddell & Reedleft Apr 22, 2020, registered Oct 22, 2020 (183 days) · Affiliated broker-dealer or bank to another
- Vsr Advisory Services to Cetera Advisor Networks LLCleft Nov 9, 2016, registered Aug 19, 2016 (-82 days) · channel change inside one enterprise, not a move
Signals
- Mark Martin Rubin left Creativeone Wealth, Llc for Creativeone Securities, Llc (registered 2021-07-14)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address