R••• M••••

Advisor at E•••••• F•••••••• E••••••

COSTA MESA, CA | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1accf834-68d4-6dbe-7db5-f49641bc7f5e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 1, 2018	n/a	yes	SAN DIEGO, CA\|COSTA MESA, CA	Current employment
E•••••• F•••••••• S•••••••• L••	Former SEC adviser	Mar 1, 2016	Nov 1, 2018	no	COSTA MESA, CA\|FAIRFAX, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• S•••••••• L••	E•••••• F•••••••• E••••••	Nov 1, 2018	Nov 1, 2018	0	Bulk transfer	Ibd to RIA
F••• A••••••• S•••••••• I•••	E•••••• F•••••••• S•••••••• L••	Mar 24, 2015	Mar 1, 2016

Relationships

Registered with (6)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 1, 2018 to presentfactForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2016 to Nov 1, 2018factForm ADV
→ F••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2014 to Mar 24, 2015factForm ADV
→ M•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1accf834-68d4-6dbe-7db5-f49641bc7f5e
First observed: Dec 5, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.