DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WAGNER WEALTH MANAGEMENT, LLC

CRD 109937

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1af0e3d0-ed09-dd6b-5614-5b244e8c014a

Data as of Mar 24, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2011 to Mar 24, 2017
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $494MItem 5.F on the latest filing (2017-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $494M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 5
Accounts: 303
Custody, client assets: $2.3M
SEC number: 801-60930
CRD: 109937
Filings on the tape: 16
First filed: Dec 2, 2011
Latest filed: Mar 24, 2017
Organised: Limited Liability Company, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NOLAND, BRADLEY, EDWARD	MEMBER, PRINCIPAL	B	yes	01/2010	Dec 2, 2011	Mar 24, 2017
WAGNER, GARY, ANDREW	MEMBER, PRINCIPAL	D	yes	01/2002	Dec 2, 2011	Mar 24, 2017
BOYD, AMY, LEA	PRINCIPAL, ADVISOR	A	no	07/2016	Aug 30, 2016	Mar 24, 2017
GOODRUM, JULIE, ANN	PRINCIPAL, CHIEF COMPLIANCE OFFICER	A	no	07/2016	Mar 29, 2012	Mar 24, 2017
LAING, DARRELL, EUGENE	PRINCIPAL, ADVISOR	A	no	07/2016	Aug 30, 2016	Mar 24, 2017
SCHMIDT, COLLIN, JAMES	PRINCIPAL, ADVISOR	A	no	07/2016	Aug 30, 2016	Mar 24, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 24, 2017	$494M	$494M	10	5	n/a	n/a	n/a
2015	Mar 10, 2016	$453M	$453M	9	5	n/a	n/a	n/a
2014	Mar 26, 2015	$448M	$448M	9	5	n/a	n/a	n/a
2013	Mar 26, 2014	$401M	$401M	9	5	n/a	n/a	n/a
2012	Mar 14, 2013	$362M	$362M	10	5	n/a	n/a	n/a
2011	Mar 29, 2012	$304M	$304M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$494M	$453M	9.0%	$401M	7.2%	10	9	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC	6	Mar 21, 2018	Mar 27, 2018	DENVER, CO	Firm absorbed	Other	100.0%

Relationships

Owns (4)

← LAING, DARRELL, EUGENEOwnerPRINCIPAL, ADVISOR, ownership code A, individual
Aug 30, 2016 to presentfactForm ADV
← BOYD, AMY, LEAOwnerPRINCIPAL, ADVISOR, ownership code A, individual
Aug 30, 2016 to presentfactForm ADV
← GOODRUM, JULIE, ANNOwnerPRINCIPAL, CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← SCHMIDT, COLLIN, JAMESOwnerPRINCIPAL, ADVISOR, ownership code A, individual
Aug 30, 2016 to presentfactForm ADV

Controls (2)

← WAGNER, GARY, ANDREWOwnerMEMBER, PRINCIPAL, ownership code D, individual
Dec 2, 2011 to presentfactForm ADV
← NOLAND, BRADLEY, EDWARDOwnerMEMBER, PRINCIPAL, ownership code B, individual
Dec 2, 2011 to presentfactForm ADV

Moved with (1)

→ SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLCRegistered adviser6 advisors, firm absorbed, same day
Mar 21, 2018 to Mar 27, 2018factForm ADV

Registered with (8)

← DARRELL EUGENE LAINGAdvisorregistration: previous registration
Oct 16, 2013 to Mar 21, 2018factForm ADV
← AMY LEA BOYDAdvisorregistration: previous registration
Jun 17, 2011 to Mar 21, 2018factForm ADV
← GARY ANDREW WAGNERAdvisorregistration: previous registration
Apr 3, 2003 to Mar 21, 2018factForm ADV
← BRADLEY EDWARD NOLANDAdvisorregistration: previous registration
Mar 17, 2006 to Mar 21, 2018factForm ADV
← COLLIN JAMES SCHMIDTAdvisorregistration: previous registration
Apr 11, 2013 to Mar 21, 2018factForm ADV
← Gianna Marie VieleAdvisorregistration: previous registration
Jul 28, 2016 to Mar 21, 2018factForm ADV
← TERRI LYNN PROPPAdvisorregistration: previous registration
Dec 9, 2011 to Sep 5, 2013factForm ADV
← DEAN AUSTIN LEWISAdvisorregistration: previous registration
May 29, 2006 to Feb 10, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1af0e3d0-ed09-dd6b-5614-5b244e8c014a
First observed: Dec 2, 2011
Last observed: Mar 24, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WAGNER WEALTH MANAGEMENT, LLC

CRD 109937

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1af0e3d0-ed09-dd6b-5614-5b244e8c014a

Data as of Mar 24, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NOLAND, BRADLEY, EDWARD

MEMBER, PRINCIPAL

yes

01/2010

Dec 2, 2011

Mar 24, 2017

WAGNER, GARY, ANDREW

MEMBER, PRINCIPAL

yes

01/2002

Dec 2, 2011

Mar 24, 2017

BOYD, AMY, LEA

PRINCIPAL, ADVISOR

07/2016

Aug 30, 2016

Mar 24, 2017

GOODRUM, JULIE, ANN

PRINCIPAL, CHIEF COMPLIANCE OFFICER

07/2016

Mar 29, 2012

Mar 24, 2017

LAING, DARRELL, EUGENE

PRINCIPAL, ADVISOR

07/2016

Aug 30, 2016

Mar 24, 2017

SCHMIDT, COLLIN, JAMES

PRINCIPAL, ADVISOR

07/2016

Aug 30, 2016

Mar 24, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 24, 2017

$494M

n/a

2015

Mar 10, 2016

$453M

n/a

2014

Mar 26, 2015

$448M

n/a

2013

Mar 26, 2014

$401M

n/a

2012

Mar 14, 2013

$362M

n/a

2011

Mar 29, 2012

$304M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$494M

$453M

9.0%

$401M

7.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC

Mar 21, 2018

Mar 27, 2018

DENVER, CO

Firm absorbed

Other

100.0%