DFX Intelligence

G••••• M•••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

G••••• M•••• V••••

Advisor at A••••••• F••••••••• L•••

FOLSOM, CA | DENVER, CO

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Dec 11, 2024	n/a	yes	DENVER, CO\|FOLSOM, CA	Current employment
F••••	Independent wealth	Feb 10, 2020	Dec 10, 2024	no	Boulder, CO\|WEST PALM BEACH, FL\|Wheat Ridge, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	A••••••• F••••••••• L•••	Dec 10, 2024	Dec 11, 2024	1	Firm change	RIA to ibd
S••••••••• P•••••• C•••••• M••••••••• L••	F••••	Jan 14, 2019	Feb 10, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
109937:165306:CO:2018-03-21	Mar 21, 2018	Mar 27, 2018	DENVER, CO	Firm change

Relationships

Registered with (4)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
Dec 11, 2024 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
Feb 10, 2020 to Dec 10, 2024factForm ADV
→ S••••••••• P•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 27, 2018 to Jan 14, 2019factForm ADV
→ W••••• W••••• M••••••••• L••

Dated events

Order

Occurred
10 Dec 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 28, 2016
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.