DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• W••••• A•••••••• I•••
TUCSON, AZ | Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• W••••• A•••••••• I••• | Independent wealth | Jun 15, 2025 | n/a | yes | Austin, TX|TUCSON, AZ | Current employment |
| D••••••••• F••• A••••••• L• | Asset manager | Sep 10, 2010 | Apr 7, 2025 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••••••• F••• A••••••• L• | T•• W••••• A•••••••• I••• | Apr 7, 2025 | Jun 15, 2025 | 69 | Firm change | Other |
| E•••••• C•••••• M••••••••• L•• | D••••••••• F••• A••••••• L• | Aug 8, 2008 | Sep 10, 2010 |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Sep 27, 2006 | Aug 8, 2008 | no | JERSEY CITY, NJ | Previous registration |
| M••••• S•••••• D• I••• | n/a | Sep 1, 2003 | Jun 17, 2004 | no | LOS ANGELES, CA | Previous registration |
| 763 |
| Firm change after gap |
| Other |
| M••••• S•••••• D• I••• | E•••••• C•••••• M••••••••• L•• | Jun 17, 2004 | Sep 27, 2006 | 832 | Firm change after gap | Other |