DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H• W•••••
ATLANTA, GA | Towson, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H• W••••• | Independent wealth | Feb 3, 2025 | n/a | yes | ATLANTA, GA|Towson, MD | Current employment |
| W•• P•••••••• L•• | Former SEC adviser | Jan 15, 2013 | Feb 3, 2025 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•• P•••••••• L•• | H• W••••• | Feb 3, 2025 | Feb 3, 2025 | 0 | Firm change | RIA to RIA |
| R•• C•••••• M••••••• L•• | W•• P•••••••• L•• | Apr 20, 2011 | Jan 15, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109971:316731:MD:2025-01-30 | Feb 3, 2025 | Feb 3, 2025 | TOWSON, MD | Firm change |
| R•• C•••••• M••••••• L•• |
| National bd RIA |
| Apr 28, 2009 |
| Apr 20, 2011 |
| no |
| BALTIMORE, MD |
| Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 21, 2006 | May 15, 2009 | no | BALTIMORE, MD|NEW YORK, NY|BALTIMORE, MD | Previous registration |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Nov 1, 2005 | Feb 21, 2006 | no | BALTIMORE, MD | Previous registration |
| Firm change after gap |
| Other |
| C•••••••• G••••• M•••••• I••• | R•• C•••••• M••••••• L•• | May 15, 2009 | Apr 28, 2009 | -17 | Firm change | Other |
| L••• M•••• W••• W•••••• I••••••••• | C•••••••• G••••• M•••••• I••• | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |