RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- H• W••••• independent RIA currentsince Feb 3, 2025 · Atlanta, Ga
- W•• P•••••••• L•• formerJan 15, 2013 to Feb 3, 2025 · Towson, Md
- R•• C•••••• M••••••• L•• national BDApr 28, 2009 to Apr 20, 2011 · Baltimore, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to May 15, 2009 · Baltimore, Md
- L••• M•••• W••• W•••••• I••••••••• unclassifiedNov 1, 2005 to Feb 21, 2006 · Baltimore, Md
- W•• P•••••••• L•• to H• W•••••left Feb 3, 2025, registered Feb 3, 2025 (0 days) · RIA to RIA · moved with a team
- R•• C•••••• M••••••• L•• to W•• P•••••••• L••left Apr 20, 2011, registered Jan 15, 2013 (636 days) · Other
- C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••left May 15, 2009, registered Apr 28, 2009 (-17 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- L••• L•• C•••••• left W•• P•••••••• L•• for H• W••••• (registered 2025-02-03)Feb 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address